Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • Director of firm who is not a certification employee or a SMF manager (since 9 Dec 2019)
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF1 Director (AR) (since 15 Jun 2017)
    • CF21 Investment Adviser (18 Sep 2003 to 12 Apr 2005)
    • CF22 Investment Adviser (Trainee) (18 Oct 2002 to 18 Sep 2003)
    • (1)Employed By (since 15 Jun 2017)
    • (1)Employed By (18 Oct 2002 to 12 Apr 2005)
  • Aviva Investors UK Fund Services Limited (no longer approved here)

    FRN 119310

    • CF21 Investment Adviser (1 Dec 2001 to 5 Dec 2003)

Recent activity

Updates to this individual's record on the FCA register.

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