Aviva Investors UK Fund Services Limited
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
80 Fenchurch StreetLondonEC3M 4AEUNITED KINGDOM- Phone
- +4402078096000
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Complaints Contact
Customer RelationsPO Box 10410ChelmsfordEssexCM99 2AYUNITED KINGDOM- Phone
- +4408000512003
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Arranges Investments
For Commercial, Non-investment insurance contracts
Show 1 limitation Hide limitations
- · Insurance mediation limited to contracts of general insurance for the purposes of, or in connection with, managing an AIF.
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Stockbroking
For Commercial, Non-investment insurance contracts
Show 1 limitation Hide limitations
- · Insurance mediation limited to contracts of general insurance for the purposes of, or in connection with, managing an AIF.
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Investment Setup
For Commercial, Non-investment insurance contracts
Show 1 limitation Hide limitations
- · Insurance mediation limited to contracts of general insurance for the purposes of, or in connection with, managing an AIF.
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Retail Investment Funds
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Specialist Investment Funds
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Private Investment Funds
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Stephen Graham
IRN SXG01433
- CF21 Investment Adviser (1 Dec 2001 to 5 Dec 2003)
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Stephen Graham
IRN SXG00119
- CF21 Investment Adviser (22 Apr 2002 to 28 Mar 2003)
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 22 Apr 2002)
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Stephen John Horn
IRN SJH00109
- CF21 Investment Adviser (1 Dec 2001 to 5 Dec 2003)
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Stephen John McCullough
IRN SJM00067
- CF21 Investment Adviser (1 Dec 2001 to 5 Dec 2003)
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Stephen Joseph Michael Marsh
IRN SJM01181
- CF11 Money Laundering Reporting (19 Nov 2007 to 19 Jul 2010)
- CF28 Systems and controls (19 Nov 2007 to 9 Feb 2010)
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Stephen Mealey
IRN SXM00278
- CF21 Investment Adviser (1 Dec 2001 to 10 Jan 2002)
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Stephen Metcalf
IRN SJM00014
- CF21 Investment Adviser (1 Dec 2001 to 5 Dec 2003)
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Stephen Paul Waygood
IRN SPW01132
- [FCA CF] Material risk taker (9 Dec 2019 to 31 Dec 2024)
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Steven Bolam
IRN SXB00069
- CF21 Investment Adviser (1 Dec 2001 to 5 Dec 2003)
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Steven Michael Farrall
IRN SMF01068
- SMF4 Chief Risk (9 Dec 2019 to 5 May 2025)
- CF28 Systems and controls (29 Dec 2014 to 8 Dec 2019)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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Karl Tatler Estate Agents (no longer appointed)
FRN 201190 · Appointed 1 Dec 1997 · Until 21 May 2003
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Mark Stephenson & Company (no longer appointed)
FRN 201065 · Appointed 24 Nov 1997 · Until 14 Jan 2004
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Tesco Personal Finance Limited (no longer appointed)
FRN 186022 · Appointed 5 Mar 1997 · Until 11 Sep 2002
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Caesar Properties Limited (no longer appointed)
FRN 184691 · Appointed 16 Jan 1997 · Until 11 Sep 2002
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Wilson Estate and Property Mangement Agents (no longer appointed)
FRN 186533 · Appointed 1 Jan 1997 · Until 14 Jan 2004
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Castle Insurance Services (no longer appointed)
FRN 185791 · Appointed 1 Jan 1997 · Until 11 Sep 2002
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Carters Independent Estate Agents (no longer appointed)
FRN 183423 · Appointed 15 Dec 1996 · Until 14 Jan 2004
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.