Aviva Investors UK Fund Services Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Arranges Investments

For Commercial, Non-investment insurance contracts
Show 1 limitation Hide limitations
- · Insurance mediation limited to contracts of general insurance for the purposes of, or in connection with, managing an AIF.
Stockbroking

For Commercial, Non-investment insurance contracts
Show 1 limitation Hide limitations
- · Insurance mediation limited to contracts of general insurance for the purposes of, or in connection with, managing an AIF.
Investment Setup

For Commercial, Non-investment insurance contracts
Show 1 limitation Hide limitations
- · Insurance mediation limited to contracts of general insurance for the purposes of, or in connection with, managing an AIF.
Retail Investment Funds
Specialist Investment Funds
Private Investment Funds

Senior staff personally approved by the FCA to hold their roles here.

Harvinder Singh Dosanjh
IRN HSD00002
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 5 Dec 2003)
Heather Anne Jackson
IRN HXJ00010
- [FCA CF] Significant management (9 Dec 2019 to 31 Dec 2024)
Helen Bee
IRN HXB00036
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 25 Feb 2003)
Helen Jacqueline Booth
IRN HJB00007
- CF21 Investment Adviser (1 Dec 2001 to 5 Dec 2003)
Howard Joseph Moores
IRN HXM00023
- CF21 Investment Adviser (1 Dec 2001 to 2 May 2002)
Iain Keith Buckle
IRN IKB01019
- SMF1 Chief Executive (8 Sep 2021 to 8 May 2022)
- SMF3 Executive Director (9 Dec 2019 to 13 May 2022)
- CF1 Director (4 Jun 2014 to 8 Dec 2019)
Iain Pearce
IRN IXP15104
- SMF7 Group Entity Senior Manager (since 1 Apr 2024)
Ian Barlow
IRN IXB00059
- CF21 Investment Adviser (1 Dec 2001 to 5 Dec 2003)
Ian Cunningham
IRN IXC00026
- CF21 Investment Adviser (1 Dec 2001 to 5 Dec 2003)
Ian Neil Hopkins
IRN INH00001
- CF21 Investment Adviser (1 Dec 2001 to 5 Dec 2003)

Smaller firms operating under this firm's FCA authorisation.

Insurance House (no longer appointed)
FRN 201297 · Appointed 14 Jan 1999 · Until 14 Jan 2004
Karl Tatler Estate Agents (no longer appointed)
FRN 201190 · Appointed 1 Dec 1997 · Until 21 May 2003
Mark Stephenson & Company (no longer appointed)
FRN 201065 · Appointed 24 Nov 1997 · Until 14 Jan 2004
Tesco Personal Finance Limited (no longer appointed)
FRN 186022 · Appointed 5 Mar 1997 · Until 11 Sep 2002
Caesar Properties Limited (no longer appointed)
FRN 184691 · Appointed 16 Jan 1997 · Until 11 Sep 2002
Wilson Estate and Property Mangement Agents (no longer appointed)
FRN 186533 · Appointed 1 Jan 1997 · Until 14 Jan 2004
Castle Insurance Services (no longer appointed)
FRN 185791 · Appointed 1 Jan 1997 · Until 11 Sep 2002
Carters Independent Estate Agents (no longer appointed)
FRN 183423 · Appointed 15 Dec 1996 · Until 14 Jan 2004
Dugan & Graham (no longer appointed)
FRN 201278 · Appointed 2 Dec 1996 · Until 14 Jan 2004
Carrington Estate Agents (no longer appointed)
FRN 201088 · Appointed 1 Sep 1996 · Until 2 Jun 2003

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.