Aviva Investors Global Services Limited

Date authorised
1 April 2013
Companies House
01151805
Last scraped
3 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    80 Fenchurch Street
    London
    EC3M 4AE
    UNITED KINGDOM
    Phone
    +4402078096000
    Web
    https://www.avivainvestors.com

  • Complaints Contact

    80 Fenchurch Street
    London
    EC3M 4AE
    UNITED KINGDOM
    Phone
    +4402078096000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Commercial, Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Runs Investment Funds

  • Investment Setup

    For Commercial, Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Holds Your Assets

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Vivienne Bolla

    IRN VXB00037

    • (1159)[FCA CF] Client dealing (9 Dec 2019 to 26 Nov 2023)
  • Vladislav Mikhailov

    IRN VXM01415

    • (84)CF30 Customer (7 Feb 2017 to 6 Nov 2019)
  • Wallise Wu

    IRN WXW18936

    • (125)[FCA CF] Client dealing (since 15 Apr 2025)
  • Wei-Jin Tan

    IRN WXT01150

    • (322)CF30 Customer (30 Jan 2017 to 13 Nov 2017)
  • William Anthony O'Farrell

    IRN WXO00018

    • (915)[FCA CF] Client dealing (23 Aug 2021 to 7 Dec 2021)
  • William David Ballard

    IRN WXB01103

    • (1389)[FCA CF] Client dealing (9 Dec 2019 to 8 Jun 2021)
    • (1388)CF30 Customer (2 Jun 2009 to 8 Dec 2019)
  • William Edward Gilson

    IRN WEG01012

    • (490)CF10a CASS Oversight function (9 Sep 2013 to 5 Sep 2014)
  • William Hugh Baker

    IRN WHB01010

    • (318)CF27 Investment Management (4 Sep 2003 to 31 May 2004)
  • William Huw Roch

    IRN WXR00079

    • (171)[FCA CF] Client dealing (since 28 Oct 2024)
  • William James Ronald Malcolm

    IRN WJM01038

    • (474)[FCA CF] Material risk taker (since 19 Feb 2024)
    • (475)[FCA CF] Manager of certification employee (since 11 Oct 2022)
    • (473)[FCA CF] Client dealing (since 9 Dec 2019)
    • (998)CF30 Customer (31 Jul 2018 to 1 Aug 2019)
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Recent activity

Updates to this firm's record on the FCA register.

  1. controlled function added: (459)[FCA CF] Client dealing

  2. controlled function added: (458)[FCA CF] Client dealing

  3. controlled function added: (457)[FCA CF] Manager of certification employee

  4. controlled function added: (456)[FCA CF] Client dealing

  5. controlled function added: (455)[FCA CF] Manager of certification employee

  6. controlled function added: (454)[FCA CF] Client dealing

  7. controlled function added: (453)[FCA CF] Manager of certification employee

  8. controlled function added: (452)[FCA CF] Client dealing

  9. controlled function added: (451)[FCA CF] Manager of certification employee

  10. controlled function added: (450)[FCA CF] Material risk taker

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