William James Ronald Malcolm

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Aviva Investors Global Services Limited
FRN 119178
- [FCA CF] Material risk taker (since 19 Feb 2024)
- [FCA CF] Manager of certification employee (since 11 Oct 2022)
- [FCA CF] Client dealing (since 9 Dec 2019)
- CF30 Customer (31 Jul 2018 to 1 Aug 2019)
Aviva Investors UK Fund Services Limited
FRN 119310
- [FCA CF] Material risk taker (since 19 Feb 2024)
abrdn Investments Limited (no longer approved here)
FRN 121891
- CF30 Customer (5 Apr 2018 to 7 Jun 2018)
abrdn Investment Management Limited (no longer approved here)
FRN 188406
- CF30 Customer (9 Sep 2010 to 7 Jun 2018)
- CF27 Investment Management (1 Dec 2001 to 31 Dec 2004)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.