Aviva Investors Global Services Limited

Date authorised
1 April 2013
Companies House
01151805
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    80 Fenchurch Street
    London
    EC3M 4AE
    UNITED KINGDOM
    Phone
    +4402078096000
    Web
    https://www.avivainvestors.com

  • Complaints Contact

    80 Fenchurch Street
    London
    EC3M 4AE
    UNITED KINGDOM
    Phone
    +4402078096000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Commercial, Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Runs Investment Funds

  • Investment Setup

    For Commercial, Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Holds Your Assets

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Timothy Charles Lloyd

    IRN TCL01008

    • (200)CF27 Investment Management (1 Dec 2001 to 1 Dec 2001)
  • Timothy David Hamilton Thomas

    IRN TDT01006

    • (454)CF27 Investment Management (2 Feb 2006 to 8 Sep 2006)
  • Timothy Hugo Russell

    IRN TXR00193

    • (483)[FCA CF] Manager of certification employee (since 16 Nov 2023)
    • (482)[FCA CF] Client dealing (since 12 Oct 2022)
  • Timothy John Lucas

    IRN TJL01031

    • (55)CF30 Customer (1 Nov 2007 to 30 Jun 2016)
    • (56)CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
  • Timothy Perry

    IRN TXP00065

    • (1164)[FCA CF] Client dealing (9 Dec 2019 to 15 Mar 2023)
  • Timothy Walter Harris

    IRN TWH01030

    • (1593)CF29 Significant management (23 Apr 2010 to 9 Aug 2010)
    • (1594)CF28 Systems and controls (23 Apr 2010 to 1 Apr 2011)
    • (1595)CF13 Finance (24 Jan 2007 to 31 Oct 2007)
  • Tjeerd Voskamp

    IRN TXV00011

    • (1456)[FCA CF] Client dealing (9 Dec 2019 to 11 Jan 2021)
    • (1457)[FCA CF] Manager of certification employee (9 Dec 2019 to 11 Jan 2021)
  • Toby Dominic Stokes

    IRN TDS01068

    • (338)CF30 Customer (10 May 2018 to 8 Dec 2019)
  • Toby Nicholas Belsom

    IRN TNB01006

    • (329)CF30 Customer (1 Nov 2007 to 13 Dec 2013)
    • (330)CF27 Investment Management (13 Dec 2004 to 31 Oct 2007)
    • (331)CF21 Investment Adviser (1 Dec 2001 to 13 Dec 2004)
  • Todd Bitzer

    IRN TXB00121

    • (1163)[FCA CF] Material risk taker (13 May 2020 to 21 Oct 2021)
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Recent activity

Updates to this firm's record on the FCA register.

  1. controlled function added: (499)[FCA CF] Manager of certification employee

  2. controlled function added: (498)[FCA CF] Client dealing

  3. controlled function added: (497)[FCA CF] Client dealing

  4. controlled function added: (496)[FCA CF] Manager of certification employee

  5. controlled function added: (495)[FCA CF] Material risk taker

  6. controlled function added: (494)[FCA CF] Client dealing

  7. controlled function added: (493)[FCA CF] Significant management

  8. controlled function added: (492)[FCA CF] Manager of certification employee

  9. controlled function added: (491)[FCA CF] Client dealing

  10. controlled function added: (490)[FCA CF] Client dealing

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