Aviva Investors Global Services Limited

Principal Place of Business

Phone

+4402078096000

Web

https://www.avivainvestors.com

Complaints Contact

Phone

+4402078096000

P2P Lending Advice

For Professional, Eligible Counterparty

Investment Advice (no pensions)

For Professional, Eligible Counterparty, Alternative Debenture, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rolling spot forex contract, Rights to or interests in investments (Contractually Based Investments)

Authorised to Operate

Arranges Investments

For Commercial, Retail (Investment), Professional, Eligible Counterparty, Non-investment insurance contracts, Personal pension scheme, Alternative Debenture, Life Policy, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rolling spot forex contract, Rights to or interests in investments (Contractually Based Investments)

Arranges Asset Safekeeping

For Professional, Eligible Counterparty, Alternative Debenture, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rolling spot forex contract, Rights to or interests in investments (Contractually Based Investments)

Stockbroking

For Commercial, Professional, Eligible Counterparty, Non-investment insurance contracts, Alternative Debenture, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rolling spot forex contract, Rights to or interests in investments (Contractually Based Investments)

Runs Investment Funds

Investment Setup

For Retail (Investment), Professional, Eligible Counterparty, Commercial, Alternative Debenture, Life Policy, Personal pension scheme, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rolling spot forex contract, Rights to or interests in investments (Contractually Based Investments), Non-investment insurance contracts

Manages Your Portfolio

For Retail (Investment), Professional, Eligible Counterparty, Personal pension scheme, Alternative Debenture, Life Policy, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rolling spot forex contract, Rights to or interests in investments (Contractually Based Investments)

Holds Your Assets

For Professional, Eligible Counterparty, Alternative Debenture, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rolling spot forex contract, Rights to or interests in investments (Contractually Based Investments)

IRN SXC01396

• (1067)[FCA CF] Client dealing (27 Jan 2025 to 3 Nov 2025)

IRN SEE01014

• (137)CF30 Customer (30 Jul 2009 to 9 Sep 2019)

IRN SXK00580

• (279)[FCA CF] Client dealing (since 22 Dec 2022)

IRN SJN01046

• (1461)CF26 Customer Trading (2 Oct 2003 to 31 Jul 2006)
• (1460)CF27 Investment Management (1 Dec 2001 to 2 Oct 2003)

IRN SXM03896

• (394)CF1 Director (1 Aug 2016 to 20 May 2019)

IRN SXL00194

• (318)[FCA CF] Client dealing (since 9 Dec 2019)

IRN SXS02450

• (259)[FCA CF] Manager of certification employee (since 12 Sep 2023)

IRN SXS05326

• (1080)[FCA CF] Significant management (20 Jun 2024 to 7 Oct 2024)

IRN SCS01071

• (688)CF27 Investment Management (1 Dec 2001 to 29 Jul 2005)

IRN SXS02312

• (81)CF30 Customer (22 Mar 2017 to 24 Aug 2018)