Sarit Chandrakant Shah

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Ashmore Investment Management Limited
FRN 185402
- [FCA CF] Client dealing (since 9 Dec 2019)
- CF30 Customer (14 Jun 2010 to 8 Dec 2019)
Ashmore Investment Advisors Limited
FRN 611412
- [FCA CF] Client dealing (since 9 Dec 2019)
- CF30 Customer (18 Jul 2014 to 8 Dec 2019)
Allspring Global Investments (UK) Limited (no longer approved here)
FRN 190608
- CF30 Customer (1 Nov 2007 to 1 Apr 2010)
- CF27 Investment Management (27 Jun 2007 to 31 Oct 2007)
ING Bank N.V. (no longer approved here)
FRN 124940
- CF21 Investment Adviser (13 Oct 2005 to 25 May 2007)
Aviva Investors Global Services Limited (no longer approved here)
FRN 119178
- CF27 Investment Management (1 Dec 2001 to 29 Jul 2005)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.