Aviva Investors Global Services Limited

Date authorised
1 April 2013
Companies House
01151805
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    80 Fenchurch Street
    London
    EC3M 4AE
    UNITED KINGDOM
    Phone
    +4402078096000
    Web
    https://www.avivainvestors.com

  • Complaints Contact

    80 Fenchurch Street
    London
    EC3M 4AE
    UNITED KINGDOM
    Phone
    +4402078096000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Commercial, Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Runs Investment Funds

  • Investment Setup

    For Commercial, Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Holds Your Assets

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Steven Robert Towers

    IRN SRT01074

    • (588)CF30 Customer (25 Sep 2008 to 3 Sep 2010)
  • Steven Roderick Gardner

    IRN SRG01087

    • (186)[FCA CF] Client dealing (since 6 Aug 2024)
    • (187)[FCA CF] Manager of certification employee (since 6 Aug 2024)
  • Steven Venton

    IRN SJV01046

    • (1256)[FCA CF] Client dealing (9 Dec 2019 to 28 May 2021)
    • (1255)CF30 Customer (23 Nov 2016 to 8 Dec 2019)
  • Steven William Barnes Kyle

    IRN SXK01232

    • (121)CF11 Money Laundering Reporting (1 Dec 2001 to 7 Apr 2003)
  • Stewart James Robertson

    IRN SJR01341

    • (1250)[FCA CF] Client dealing (9 Dec 2019 to 30 Jun 2023)
    • (1249)CF30 Customer (22 Feb 2017 to 8 Dec 2019)
  • Stuart Charles Hammond

    IRN SCH01101

    • (485)CF11 Money Laundering Reporting (7 May 2003 to 30 Nov 2004)
  • Stuart Empson

    IRN SXE00089

    • (317)[FCA CF] Manager of certification employee (since 12 Feb 2024)
    • (316)[FCA CF] Client dealing (since 9 Dec 2019)
  • Stuart Gordon Ritson

    IRN SGR01061

    • (378)CF30 Customer (8 Sep 2008 to 1 Feb 2017)
  • Stuart Howard King

    IRN SXK02552

    • (563)CF1 Director (15 Feb 2016 to 26 Jan 2017)
    • (562)CF10 Compliance Oversight (24 Nov 2015 to 15 Feb 2016)
  • Stuart Ian McKellar

    IRN SXM01366

    • (1106)[FCA CF] Significant management (1 Sep 2023 to 31 Dec 2023)
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Recent activity

Updates to this firm's record on the FCA register.

  1. controlled function added: (509)[FCA CF] Manager of certification employee

  2. controlled function added: (508)SMF10 Chair of the Risk Committee

  3. controlled function added: (507)[FCA CF] Manager of certification employee

  4. controlled function added: (506)[FCA CF] Material risk taker

  5. controlled function added: (505)[FCA CF] Client dealing

  6. controlled function added: (504)[FCA CF] Client dealing

  7. controlled function added: (503)[FCA CF] Manager of certification employee

  8. controlled function added: (502)[FCA CF] Client dealing

  9. controlled function added: (501)[FCA CF] Manager of certification employee

  10. controlled function added: (500)[FCA CF] Client dealing

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