Steven Roderick Gardner

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Aviva Investors Global Services Limited
FRN 119178
- [FCA CF] Client dealing (since 6 Aug 2024)
- [FCA CF] Manager of certification employee (since 6 Aug 2024)
Joh. Berenberg, Gossler & Co. KG (no longer approved here)
FRN 959302
- [FCA CF] Client dealing (12 Aug 2021 to 10 Jun 2024)
Franklin Templeton Investment Management Limited (no longer approved here)
FRN 121779
- CF30 Customer (4 Dec 2014 to 22 Feb 2018)
Patria Capital Partners LLP (no longer approved here)
FRN 469934
- CF30 Customer (1 Nov 2007 to 5 Jul 2010)
- CF27 Investment Management (18 Oct 2007 to 31 Oct 2007)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.