Aviva Investors Global Services Limited

Date authorised
1 April 2013
Companies House
01151805
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    80 Fenchurch Street
    London
    EC3M 4AE
    UNITED KINGDOM
    Phone
    +4402078096000
    Web
    https://www.avivainvestors.com

  • Complaints Contact

    80 Fenchurch Street
    London
    EC3M 4AE
    UNITED KINGDOM
    Phone
    +4402078096000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Commercial, Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Runs Investment Funds

  • Investment Setup

    For Commercial, Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Holds Your Assets

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Simon David Clements

    IRN SDC01096

    • (639)CF30 Customer (1 Nov 2007 to 30 Apr 2012)
    • (640)CF27 Investment Management (26 Jan 2005 to 31 Oct 2007)
  • Simon Jaffe

    IRN SXJ01106

    • (672)CF30 Customer (1 Nov 2007 to 31 Dec 2007)
    • (673)CF27 Investment Management (30 Jan 2007 to 31 Oct 2007)
  • Simon Robert Tring

    IRN SRT01029

    • (476)[FCA CF] Client dealing (since 9 Dec 2019)
    • (477)[FCA CF] Manager of certification employee (since 9 Dec 2019)
    • (607)CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • (608)CF26 Customer Trading (1 Dec 2001 to 31 Oct 2007)
  • Simon Stuart Turner

    IRN SST01005

    • (76)CF27 Investment Management (29 Mar 2004 to 14 Jun 2004)
  • Simon William Bartlett

    IRN SXB03807

    • (1083)[FCA CF] Client dealing (25 Apr 2024 to 28 Jan 2025)
  • Simran Lall

    IRN SXL00642

    • (262)[FCA CF] Client dealing (since 30 Aug 2023)
  • Simran Singh Somal

    IRN SXS05329

    • (193)[FCA CF] Client dealing (since 1 Jul 2024)
  • Sinead Walshe

    IRN SGW01107

    • (380)[FCA CF] Client dealing (since 9 Dec 2019)
    • (567)CF30 Customer (3 Sep 2015 to 8 Dec 2019)
  • Siobhan Geraldine Boylan

    IRN SXB02145

    • (1420)CF1 Director (24 Sep 2007 to 27 May 2011)
  • Smera Ashraf

    IRN SXA00150

    • (216)[FCA CF] Client dealing (since 3 Jul 2023)
    • (217)[FCA CF] Manager of certification employee (since 3 Jul 2023)
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Recent activity

Updates to this firm's record on the FCA register.

  1. controlled function added: (509)[FCA CF] Manager of certification employee

  2. controlled function added: (508)SMF10 Chair of the Risk Committee

  3. controlled function added: (507)[FCA CF] Manager of certification employee

  4. controlled function added: (506)[FCA CF] Material risk taker

  5. controlled function added: (505)[FCA CF] Client dealing

  6. controlled function added: (504)[FCA CF] Client dealing

  7. controlled function added: (503)[FCA CF] Manager of certification employee

  8. controlled function added: (502)[FCA CF] Client dealing

  9. controlled function added: (501)[FCA CF] Manager of certification employee

  10. controlled function added: (500)[FCA CF] Client dealing

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