Smera Ashraf

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Aviva Investors Global Services Limited

    FRN 119178

    • [FCA CF] Client dealing (since 3 Jul 2023)
    • [FCA CF] Manager of certification employee (since 3 Jul 2023)
  • HSBC Global Asset Management (UK) Limited (no longer approved here)

    FRN 122335

    • [FCA CF] Manager of certification employee (16 Dec 2019 to 8 Apr 2020)
    • [FCA CF] Material risk taker (16 Dec 2019 to 7 Aug 2020)
    • [FCA CF] Significant management (16 Dec 2019 to 6 Jan 2020)

Recent activity

Updates to this individual's record on the FCA register.

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