Aviva Investors Global Services Limited

Date authorised
1 April 2013
Companies House
01151805
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    80 Fenchurch Street
    London
    EC3M 4AE
    UNITED KINGDOM
    Phone
    +4402078096000
    Web
    https://www.avivainvestors.com

  • Complaints Contact

    80 Fenchurch Street
    London
    EC3M 4AE
    UNITED KINGDOM
    Phone
    +4402078096000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Commercial, Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Runs Investment Funds

  • Investment Setup

    For Commercial, Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Holds Your Assets

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Scott Callander

    IRN SXC01289

    • (824)[FCA CF] Manager of certification employee (1 Oct 2020 to 31 Mar 2023)
    • (823)[FCA CF] Client dealing (27 Jul 2020 to 31 Mar 2023)
  • Scott David Foley

    IRN SXF00307

    • (1119)[FCA CF] Client dealing (4 Jan 2023 to 31 Jul 2024)
  • Scott McKenzie

    IRN SXM01385

    • (1042)CF27 Investment Management (1 Dec 2001 to 22 Aug 2005)
  • Scott Playle

    IRN SXP02213

    • (395)[FCA CF] Client dealing (since 9 Dec 2019)
    • (551)CF30 Customer (1 Sep 2016 to 8 Dec 2019)
  • Sean Francis Moran

    IRN SFM01047

    • (301)[FCA CF] Manager of certification employee (since 14 Jun 2024)
    • (300)[FCA CF] Client dealing (since 29 Apr 2021)
  • Sean Kevan Daykin

    IRN SKD01003

    • (176)CF27 Investment Management (1 Dec 2001 to 1 Oct 2002)
  • Sean McLachlan

    IRN SKM01032

    • (810)[FCA CF] Material risk taker (13 May 2020 to 31 Dec 2021)
    • (811)[FCA CF] Manager of certification employee (9 Dec 2019 to 14 Jan 2022)
    • (809)[FCA CF] Client dealing (9 Dec 2019 to 3 Mar 2023)
    • (808)CF30 Customer (25 May 2016 to 8 Dec 2019)
  • Sean Nevzat

    IRN SXN00274

    • (1123)[FCA CF] Manager of certification employee (26 Jun 2024 to 31 Jul 2025)
    • (1122)[FCA CF] Client dealing (7 Nov 2022 to 1 Oct 2025)
  • Sebastien Marc Laurent Pons

    IRN SMP01127

    • (106)CF30 Customer (5 May 2009 to 19 Apr 2011)
  • Seonaid Patricia Whitesmith

    IRN SPW01058

    • (379)CF21 Investment Adviser (1 Dec 2001 to 31 Dec 2004)
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Recent activity

Updates to this firm's record on the FCA register.

  1. controlled function added: (439)[FCA CF] Client dealing

  2. controlled function added: (438)[FCA CF] Client dealing

  3. controlled function added: (437)[FCA CF] Client dealing

  4. controlled function added: (436)[FCA CF] Client dealing

  5. controlled function added: (435)[FCA CF] Manager of certification employee

  6. controlled function added: (434)[FCA CF] Material risk taker

  7. controlled function added: (433)[FCA CF] Client dealing

  8. controlled function added: (432)[FCA CF] Functions requiring qualifications

  9. controlled function added: (431)[FCA CF] Manager of certification employee

  10. controlled function added: (430)[FCA CF] Material risk taker

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