Sean McLachlan

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Octopus Investments Limited (no longer approved here)

    FRN 194779

    • [FCA CF] Client dealing (25 Oct 2024 to 23 May 2025)
  • Aviva Investors Global Services Limited (no longer approved here)

    FRN 119178

    • [FCA CF] Material risk taker (13 May 2020 to 31 Dec 2021)
    • [FCA CF] Client dealing (9 Dec 2019 to 3 Mar 2023)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 14 Jan 2022)
    • CF30 Customer (25 May 2016 to 8 Dec 2019)
  • Aviva Investors UK Fund Services Limited (no longer approved here)

    FRN 119310

    • [FCA CF] Material risk taker (13 May 2020 to 31 Dec 2021)
  • RBC Europe Limited (no longer approved here)

    FRN 124543

    • CF21 Investment Adviser (1 Dec 2001 to 29 Jun 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.