Aviva Investment Solutions UK Limited

• Principal Place of Business

  Wellington Row

  York

  North Yorkshire

  YO90 1WR

  UNITED KINGDOM

  Phone

  +442072832000

  Web

  https://www.aviva.co.uk

• Complaints Contact

  Aviva

  Wellington Row

  York

  North Yorkshire

  YO90 1WR

  UNITED KINGDOM

  Phone

  +443453078550

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Asset Safekeeping

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Life Policy

• Stockbroking

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Investment Setup

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Professional, Retail (Investment), Commodity option and option on commodity future, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Anthony Jon Jacobs

  IRN AJJ01118

  • [FCA CF] CASS oversight function (9 Dec 2019 to 10 Jul 2020)
• Ashish Madaan

  IRN AXM03693

  • SMF16 Compliance Oversight (since 9 Dec 2019)
  • CF10 Compliance Oversight (8 Dec 2015 to 8 Dec 2019)
• Belinda Jane Carew-Jones

  IRN BJC01127

  • CF2 Non Executive Director (29 Mar 2011 to 13 Apr 2015)
• Ben Charles Slater

  IRN BXS00435

  • [FCA CF] CASS oversight function (since 23 Aug 2023)
  • [FCA CF] Manager of certification employee (19 Nov 2024 to 19 Jan 2026)
• Benjamin Paul Ramsay

  IRN BXR00202

  • [FCA CF] Significant management (since 4 Nov 2024)
  • [FCA CF] Significant management (12 Oct 2023 to 4 Mar 2024)
• Bernard Andrew Curran

  IRN CXB01878

  • SMF18 Other Overall Responsibility (9 Dec 2019 to 31 Dec 2019)
  • Responsible for Insurance Distribution (1 Oct 2018 to 31 Dec 2019)
  • CF29 Significant management (2 Jan 2018 to 8 Dec 2019)
  • CF1 Director (3 Feb 2015 to 2 Jan 2018)
  • Responsible for Insurance Mediation (3 Feb 2015 to 30 Sep 2018)
• Bethany Claire Robson

  IRN BXR00273

  • 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
  • 19. Administrative functions in relation to the operation of stakeholder pension schemes
  • [FCA CF] Functions requiring qualifications (since 6 Aug 2025)
• Bradley Coghlan

  IRN BXC00406

  • [FCA CF] Functions requiring qualifications (3 Dec 2024 to 5 Jan 2026)
• Bradley Ross

  IRN BXR00044

  • [FCA CF] Functions requiring qualifications (20 Jul 2020 to 6 Sep 2021)
• Brenton Robert Curtis

  IRN BXC00294

  • [FCA CF] Functions requiring qualifications (6 Dec 2022 to 2 Jan 2024)

No changes recorded yet.