Aviva Investment Solutions UK Limited

• Principal Place of Business

  Wellington Row

  York

  North Yorkshire

  YO90 1WR

  UNITED KINGDOM

  Phone

  +442072832000

  Web

  https://www.aviva.co.uk

• Complaints Contact

  Aviva

  Wellington Row

  York

  North Yorkshire

  YO90 1WR

  UNITED KINGDOM

  Phone

  +443453078550

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Asset Safekeeping

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Life Policy

• Stockbroking

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Investment Setup

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Professional, Retail (Investment), Commodity option and option on commodity future, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Shane Murphy

  IRN SXM04367

  • [FCA CF] Significant management (since 14 Dec 2023)
• Shannon Cole

  IRN SXC00194

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 21 Apr 2025)
• Sharon Rodwell

  IRN SXR00117

  • [FCA CF] Functions requiring qualifications (18 Feb 2022 to 4 Apr 2022)
• Shaun Anthony Gains

  IRN SXG00952

  • [FCA CF] Significant management (23 Oct 2025 to 10 Mar 2026)
• Sian Haynes

  IRN SXH00174

  • [FCA CF] Manager of certification employee (9 Jun 2020 to 4 Dec 2020)
• Simon Brian Davies

  IRN SBD01035

  • CF30 Customer (29 Jan 2015 to 20 Jul 2015)
• Simon Ellis

  IRN SXE00151

  • SMF3 Executive Director (since 8 Oct 2024)
  • [FCA CF] Manager of certification employee (1 Aug 2024 to 7 Oct 2024)
  • [FCA CF] Significant management (17 May 2021 to 7 Oct 2024)
• Simon Gareth Morgan

  IRN SGM01120

  • SMF4 Chief Risk (since 9 Dec 2019)
  • CF28 Systems and controls (14 Aug 2018 to 8 Dec 2019)
• Sophia Bell

  IRN SXB00704

  • [FCA CF] Functions requiring qualifications (18 Feb 2022 to 23 May 2022)
• Steffanie Jade Cox

  IRN SXC00957

  • 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
  • 19. Administrative functions in relation to the operation of stakeholder pension schemes
  • [FCA CF] Functions requiring qualifications (since 6 May 2025)

No changes recorded yet.