Aviva Investment Solutions UK Limited

• Principal Place of Business

  Wellington Row

  York

  North Yorkshire

  YO90 1WR

  UNITED KINGDOM

  Phone

  +442072832000

  Web

  https://www.aviva.co.uk

• Complaints Contact

  Aviva

  Wellington Row

  York

  North Yorkshire

  YO90 1WR

  UNITED KINGDOM

  Phone

  +443453078550

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Asset Safekeeping

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Life Policy

• Stockbroking

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Investment Setup

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Professional, Retail (Investment), Commodity option and option on commodity future, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Hortense Frisby

  IRN HXF09765

  • [FCA CF] Manager of certification employee (25 Oct 2021 to 1 Sep 2022)
  • [FCA CF] Significant management (3 Aug 2021 to 1 Sep 2022)
• Hugh Hessing

  IRN HWH01019

  • SMF24 Chief Operations (9 Dec 2019 to 31 Mar 2020)
  • Responsible for Insurance Distribution (1 Oct 2018 to 31 Mar 2020)
  • Responsible for Insurance Mediation (16 Jan 2017 to 30 Sep 2018)
  • CF29 Significant management (16 Jan 2017 to 8 Dec 2019)
• Iain Pearce

  IRN IXP15104

  • SMF7 Group Entity Senior Manager (27 Nov 2020 to 31 Mar 2024)
  • [FCA CF] Significant management (2 Oct 2020 to 26 Nov 2020)
  • [FCA CF] Manager of certification employee (2 Oct 2020 to 26 Nov 2020)
• Ian Dury

  IRN IXD00042

  • [FCA CF] Significant management (29 Jan 2021 to 7 Oct 2021)
• Ian Graham Maidens

  IRN IGM01041

  • CF2 Non Executive Director (11 May 2011 to 28 Mar 2013)
• Ian Malcolm Rust

  IRN IXR00078

  • 19. Administrative functions in relation to the operation of stakeholder pension schemes
  • 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
  • [FCA CF] Functions requiring qualifications (since 12 Dec 2022)
• Imogen Eve Bird

  IRN IXB00156

  • 19. Administrative functions in relation to the operation of stakeholder pension schemes
  • 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
  • [FCA CF] Functions requiring qualifications (since 13 Apr 2022)
• Isabelle Bethany Gallant

  IRN IXG00181

  • 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
  • 19. Administrative functions in relation to the operation of stakeholder pension schemes
  • [FCA CF] Functions requiring qualifications (since 2 Feb 2026)
• Jack Northwood

  IRN JXN00047

  • [FCA CF] Significant management (1 Feb 2021 to 1 Jan 2022)
  • [FCA CF] Manager of certification employee (8 Apr 2020 to 1 Jan 2022)
• Jacob Charles Parker

  IRN JXP00845

  • [FCA CF] CASS oversight function (31 Aug 2023 to 17 Jun 2024)

No changes recorded yet.