Date authorised
1 April 2013
Companies House
02464270
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Unit 1a
    Hampshire Corporate Park, Templars Way
    Chandler's Ford
    Eastleigh
    Hampshire
    SO53 3RY
    UNITED KINGDOM
    Phone
    +442380373014
  • Complaints Contact

    Aviva Customer Relations
    Wellington Row
    York
    North Yorkshire
    YO90 1WR
    UNITED KINGDOM
    Phone
    +4403453078550

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Adam Beckett

    IRN AXB04120

    • SMF9 Chair of the Governing Body (5 Jun 2020 to 9 Nov 2020)
    • SMF3 Executive Director (9 Dec 2019 to 4 Jun 2020)
    • CF1 Director (29 Jan 2018 to 8 Dec 2019)
  • Adam Charles Winslow

    IRN ACW01149

    • SMF7 Group Entity Senior Manager (23 Sep 2021 to 30 Aug 2023)
    • [FCA CF] Significant management (8 Jul 2021 to 22 Sep 2021)
    • [FCA CF] Manager of certification employee (8 Jul 2021 to 22 Sep 2021)
  • Adrian Alastair Montague

    IRN AXM02182

    • CF2 Non Executive Director (31 Jan 2013 to 31 Dec 2015)
  • Adrian Leslie Nye

    IRN ALN01023

    • [FCA CF] Significant management (since 16 Dec 2021)
    • CF1 Director (19 Sep 2018 to 30 Apr 2019)
  • Ajit Singh Roger Dhaliwal

    IRN AXD00931

    • [FCA CF] Significant management (since 1 Jul 2024)
    • [FCA CF] Manager of certification employee (1 Jul 2024 to 2 Feb 2026)
  • Alain Henri Pierre Dromer

    IRN AHD01032

    • CF1 Director (23 Feb 2010 to 19 Apr 2012)
  • Alan Jeremy Marcus

    IRN AJM01520

    • CF1 Director (AR) (14 Jan 2005 to 30 Sep 2005)
  • Alan John Crawford

    IRN AJC01638

    • SMF5 Head of Internal Audit (since 9 Dec 2019)
    • CF28 Systems and controls (13 Aug 2019 to 8 Dec 2019)
  • Alastair Jonathan Antell

    IRN AXA00096

    • [FCA CF] Significant management (since 16 Dec 2021)
    • [FCA CF] Significant management (9 Dec 2019 to 1 Jun 2020)
  • Alastair Roy Geoffrey Gunn

    IRN ARG01034

    • CF2 Non Executive Director (17 Jun 2010 to 31 May 2013)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

  • Peter W Farnell (no longer appointed)

    FRN 416165 · Appointed 14 Jan 2005 · Until 30 Sep 2005

  • Plumstone Corporation Limited (no longer appointed)

    FRN 411350 · Appointed 14 Jan 2005 · Until 9 Mar 2011

  • Pro Active (no longer appointed)

    FRN 411330 · Appointed 14 Jan 2005 · Until 9 Sep 2008

  • R & R Levy Ltd (no longer appointed)

    FRN 411348 · Appointed 14 Jan 2005 · Until 31 Dec 2012

  • R A Harris (no longer appointed)

    FRN 411349 · Appointed 14 Jan 2005 · Until 28 Jan 2009

  • Richard Cowley (no longer appointed)

    FRN 414552 · Appointed 14 Jan 2005 · Until 31 Jan 2011

  • Richard Shelly (no longer appointed)

    FRN 414554 · Appointed 14 Jan 2005 · Until 30 Sep 2005

  • Robert Dean (no longer appointed)

    FRN 411809 · Appointed 14 Jan 2005 · Until 30 Sep 2005

  • Robert J Creighton (no longer appointed)

    FRN 414543 · Appointed 14 Jan 2005 · Until 13 May 2005

  • Roger Newman (no longer appointed)

    FRN 411489 · Appointed 14 Jan 2005 · Until 23 Jan 2008

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.