Date authorised
1 April 2013
Companies House
02464270
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Unit 1a
    Hampshire Corporate Park, Templars Way
    Chandler's Ford
    Eastleigh
    Hampshire
    SO53 3RY
    UNITED KINGDOM
    Phone
    +442380373014
  • Complaints Contact

    Aviva Customer Relations
    Wellington Row
    York
    North Yorkshire
    YO90 1WR
    UNITED KINGDOM
    Phone
    +4403453078550

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Timothy Walter Harris

    IRN TWH01030

    • CF1 Director (25 Nov 2010 to 1 Apr 2011)
    • CF28 Systems and controls (23 Apr 2010 to 12 Oct 2010)
    • CF29 Significant management (23 Apr 2010 to 9 Aug 2010)
  • Toby Emil Strauss

    IRN TES01006

    • CF1 Director (30 Mar 2010 to 23 May 2011)
  • Tom Latter

    IRN TJL01122

    • [FCA CF] Significant management (18 Dec 2020 to 22 Aug 2021)
  • Tracey Louise Crawley

    IRN TLG01027

    • SMF16 Compliance Oversight (28 Apr 2021 to 29 Jun 2022)
    • [FCA CF] Significant management (15 Dec 2020 to 27 Apr 2021)
  • Trevor John Matthews

    IRN TJM01140

    • CF1 Director (2 Dec 2011 to 8 May 2013)
  • Vicki Jane Mclean

    IRN VJH01026

    • [FCA CF] Significant management (2 Feb 2022 to 31 Mar 2026)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

  • Mike Coleman (no longer appointed)

    FRN 411341 · Appointed 14 Jan 2005 · Until 31 Oct 2012

  • Mrs D J Jones (no longer appointed)

    FRN 411340 · Appointed 14 Jan 2005 · Until 31 Jul 2006

  • Norman Alan Heeks (no longer appointed)

    FRN 411316 · Appointed 14 Jan 2005 · Until 30 Sep 2005

  • P.A.Consultants (no longer appointed)

    FRN 418034 · Appointed 14 Jan 2005 · Until 30 Sep 2005

  • Paul Hendriks (no longer appointed)

    FRN 414544 · Appointed 14 Jan 2005 · Until 30 Sep 2005

  • Paul Roberts (no longer appointed)

    FRN 411331 · Appointed 14 Jan 2005 · Until 31 Dec 2012

  • Peter Allen (no longer appointed)

    FRN 411339 · Appointed 14 Jan 2005 · Until 16 Aug 2005

  • Peter G Shaw And Associates (no longer appointed)

    FRN 419937 · Appointed 14 Jan 2005 · Until 1 Feb 2008

  • Peter McGimpsey (no longer appointed)

    FRN 411333 · Appointed 14 Jan 2005 · Until 8 Aug 2005

  • Peter McIvor (no longer appointed)

    FRN 416164 · Appointed 14 Jan 2005 · Until 11 Jul 2005

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.