Date authorised
1 April 2013
Companies House
02464270
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Unit 1a
    Hampshire Corporate Park, Templars Way
    Chandler's Ford
    Eastleigh
    Hampshire
    SO53 3RY
    UNITED KINGDOM
    Phone
    +442380373014
  • Complaints Contact

    Aviva Customer Relations
    Wellington Row
    York
    North Yorkshire
    YO90 1WR
    UNITED KINGDOM
    Phone
    +4403453078550

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Diane Fabienne Marie Cote

    IRN DFC01044

    • CF28 Systems and controls (17 Aug 2009 to 10 Dec 2010)
  • Dominic John Clayden

    IRN DJC01454

    • CF1 Director (10 Feb 2012 to 6 Dec 2013)
  • Douglas Allan Brown

    IRN DAB01249

    • SMF9 Chair of the Governing Body (since 9 Dec 2022)
    • SMF7 Group Entity Senior Manager (18 May 2021 to 8 Dec 2022)
    • [FCA CF] Manager of certification employee (1 May 2021 to 17 May 2021)
    • [FCA CF] Significant management (1 May 2021 to 17 May 2021)
  • Douglas Wright

    IRN DXW00037

    • [FCA CF] Significant management (9 Dec 2019 to 31 Aug 2025)
  • Edward Graham Jones

    IRN EGJ01009

    • CF1 Director (8 Feb 2010 to 31 Dec 2010)
  • Euleen Yiu Kiang Goh

    IRN YKG01001

    • CF2 Non Executive Director (14 Jan 2010 to 31 Dec 2012)
  • Gary Nigel Withers

    IRN GNW01012

    • CF8 Apportionment and Oversight (14 Jan 2005 to 10 Feb 2006)
  • Gay Huey Evans

    IRN GXH01479

    • CF2 Non Executive Director (20 Oct 2011 to 29 Apr 2015)
  • Geoffrey Philip Sole

    IRN GPS01093

    • CF1 Director (AR) (14 Jan 2005 to 31 Oct 2012)
  • George Dodd

    IRN GXD00072

    • [FCA CF] Significant management (1 Feb 2021 to 25 Oct 2021)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.