Date authorised
1 April 2013
Companies House
02464270
Last scraped
2 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Unit 1a
    Hampshire Corporate Park, Templars Way
    Chandler's Ford
    Eastleigh
    Hampshire
    SO53 3RY
    UNITED KINGDOM
    Phone
    +442380373014
  • Complaints Contact

    Aviva Customer Relations
    Wellington Row
    York
    North Yorkshire
    YO90 1WR
    UNITED KINGDOM
    Phone
    +4403453078550

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Robert William Albert Howe

    IRN RWH01137

    • CF2 Non Executive Director (24 Dec 2013 to 31 Dec 2015)
  • Robert William Harrison

    IRN RXH00728

    • [FCA CF] Significant management (since 3 May 2024)
  • Robert William Stein

    IRN RWS01131

    • CF2 Non Executive Director (25 Jan 2013 to 31 Dec 2015)
  • Robin Barker

    IRN RXB02310

    • SMF9 Chair of the Governing Body (10 Nov 2020 to 1 Aug 2022)
    • SMF1 Chief Executive (9 Dec 2019 to 26 Oct 2020)
    • SMF3 Executive Director (9 Dec 2019 to 9 Nov 2020)
    • Responsible for Insurance Distribution (20 Mar 2019 to 26 Oct 2020)
    • CF3 Chief Executive (20 Mar 2019 to 8 Dec 2019)
    • CF1 Director (20 Mar 2019 to 8 Dec 2019)
    • CF29 Significant management (29 Jul 2014 to 20 Mar 2019)
  • Robin Lloyd Spencer

    IRN RLS01087

    • CF28 Systems and controls (1 Jan 2010 to 5 Jul 2012)
  • Roger Charles Dix

    IRN RCD01059

    • CF28 Systems and controls (7 Feb 2011 to 1 Jun 2012)
  • Rosemary Harris

    IRN RXH00169

    • CF28 Systems and controls (13 Jul 2015 to 31 Dec 2015)
  • Sara Thompson

    IRN SET01070

    • [FCA CF] Manager of certification employee (9 Dec 2019 to 31 Dec 2019)
  • Sarah Maillet

    IRN SXM17399

    • [FCA CF] Significant management (9 Dec 2019 to 18 Dec 2020)
    • CF29 Significant management (6 Nov 2019 to 8 Dec 2019)
  • Sean Egan

    IRN SXE01298

    • CF1 Director (27 Apr 2011 to 8 Feb 2013)
    • CF29 Significant management (26 Mar 2010 to 27 Apr 2011)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.