Date authorised
1 April 2013
Companies House
02464270
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Unit 1a
    Hampshire Corporate Park, Templars Way
    Chandler's Ford
    Eastleigh
    Hampshire
    SO53 3RY
    UNITED KINGDOM
    Phone
    +442380373014
  • Complaints Contact

    Aviva Customer Relations
    Wellington Row
    York
    North Yorkshire
    YO90 1WR
    UNITED KINGDOM
    Phone
    +4403453078550

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Jason Michael Windsor

    IRN JMW01117

    • CF29 Significant management (28 Sep 2017 to 30 Jun 2019)
  • Jason Oliver Ellis

    IRN JXE00185

    • [FCA CF] Significant management (20 Jun 2022 to 1 Jan 2023)
  • Jason Philip Storah

    IRN JXS01565

    • [FCA CF] Manager of certification employee (since 10 Feb 2026)
    • SMF7 Group Entity Senior Manager (21 Nov 2023 to 9 Feb 2026)
    • [FCA CF] Manager of certification employee (30 Aug 2023 to 20 Nov 2023)
  • Jean Sharp

    IRN JXS01631

    • CF1 Director (8 Feb 2010 to 20 Aug 2010)
  • Jennifer Nye

    IRN JXN00397

    • [FCA CF] Significant management (since 16 Oct 2025)
  • Joanne Claire Pierson

    IRN JXP00761

    • [FCA CF] Significant management (24 Jan 2023 to 14 Jul 2025)
  • John Cummings

    IRN JXC28055

    • [FCA CF] Manager of certification employee (since 1 Jul 2024)
    • SMF24 Chief Operations (4 Jun 2020 to 25 Apr 2021)
    • [FCA CF] Significant management (9 Dec 2019 to 3 Jun 2020)
  • John David Ainley

    IRN JDA01018

    • CF1 Director (5 Feb 2010 to 5 Jul 2012)
  • John Francis Waring Westby

    IRN JXW01412

    • CF29 Significant management (9 Jul 2009 to 27 Jan 2012)
  • John McFarlane

    IRN JXM01476

    • CF2 Non Executive Director (1 Sep 2011 to 29 Apr 2015)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.