Date authorised
1 April 2013
Companies House
02464270
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Unit 1a
    Hampshire Corporate Park, Templars Way
    Chandler's Ford
    Eastleigh
    Hampshire
    SO53 3RY
    UNITED KINGDOM
    Phone
    +442380373014
  • Complaints Contact

    Aviva Customer Relations
    Wellington Row
    York
    North Yorkshire
    YO90 1WR
    UNITED KINGDOM
    Phone
    +4403453078550

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Adam Beckett

    IRN AXB04120

    • SMF9 Chair of the Governing Body (5 Jun 2020 to 9 Nov 2020)
    • SMF3 Executive Director (9 Dec 2019 to 4 Jun 2020)
    • CF1 Director (29 Jan 2018 to 8 Dec 2019)
  • Adam Charles Winslow

    IRN ACW01149

    • SMF7 Group Entity Senior Manager (23 Sep 2021 to 30 Aug 2023)
    • [FCA CF] Significant management (8 Jul 2021 to 22 Sep 2021)
    • [FCA CF] Manager of certification employee (8 Jul 2021 to 22 Sep 2021)
  • Adrian Alastair Montague

    IRN AXM02182

    • CF2 Non Executive Director (31 Jan 2013 to 31 Dec 2015)
  • Adrian Leslie Nye

    IRN ALN01023

    • [FCA CF] Significant management (since 16 Dec 2021)
    • CF1 Director (19 Sep 2018 to 30 Apr 2019)
  • Ajit Singh Roger Dhaliwal

    IRN AXD00931

    • [FCA CF] Significant management (since 1 Jul 2024)
    • [FCA CF] Manager of certification employee (1 Jul 2024 to 2 Feb 2026)
  • Alain Henri Pierre Dromer

    IRN AHD01032

    • CF1 Director (23 Feb 2010 to 19 Apr 2012)
  • Alan Jeremy Marcus

    IRN AJM01520

    • CF1 Director (AR) (14 Jan 2005 to 30 Sep 2005)
  • Alan John Crawford

    IRN AJC01638

    • SMF5 Head of Internal Audit (since 9 Dec 2019)
    • CF28 Systems and controls (13 Aug 2019 to 8 Dec 2019)
  • Alastair Jonathan Antell

    IRN AXA00096

    • [FCA CF] Significant management (since 16 Dec 2021)
    • [FCA CF] Significant management (9 Dec 2019 to 1 Jun 2020)
  • Alastair Roy Geoffrey Gunn

    IRN ARG01034

    • CF2 Non Executive Director (17 Jun 2010 to 31 May 2013)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.