Date authorised
1 April 2013
Companies House
02464270
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Unit 1a
    Hampshire Corporate Park, Templars Way
    Chandler's Ford
    Eastleigh
    Hampshire
    SO53 3RY
    UNITED KINGDOM
    Phone
    +442380373014
  • Complaints Contact

    Aviva Customer Relations
    Wellington Row
    York
    North Yorkshire
    YO90 1WR
    UNITED KINGDOM
    Phone
    +4403453078550

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Jason Michael Windsor

    IRN JMW01117

    • CF29 Significant management (28 Sep 2017 to 30 Jun 2019)
  • Jason Oliver Ellis

    IRN JXE00185

    • [FCA CF] Significant management (20 Jun 2022 to 1 Jan 2023)
  • Jason Philip Storah

    IRN JXS01565

    • [FCA CF] Manager of certification employee (since 10 Feb 2026)
    • SMF7 Group Entity Senior Manager (21 Nov 2023 to 9 Feb 2026)
    • [FCA CF] Manager of certification employee (30 Aug 2023 to 20 Nov 2023)
  • Jean Sharp

    IRN JXS01631

    • CF1 Director (8 Feb 2010 to 20 Aug 2010)
  • Jennifer Nye

    IRN JXN00397

    • [FCA CF] Significant management (since 16 Oct 2025)
  • Joanne Claire Pierson

    IRN JXP00761

    • [FCA CF] Significant management (24 Jan 2023 to 14 Jul 2025)
  • John Cummings

    IRN JXC28055

    • [FCA CF] Manager of certification employee (since 1 Jul 2024)
    • SMF24 Chief Operations (4 Jun 2020 to 25 Apr 2021)
    • [FCA CF] Significant management (9 Dec 2019 to 3 Jun 2020)
  • John David Ainley

    IRN JDA01018

    • CF1 Director (5 Feb 2010 to 5 Jul 2012)
  • John Francis Waring Westby

    IRN JXW01412

    • CF29 Significant management (9 Jul 2009 to 27 Jan 2012)
  • John McFarlane

    IRN JXM01476

    • CF2 Non Executive Director (1 Sep 2011 to 29 Apr 2015)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

  • Jean Patrica Bedford (no longer appointed)

    FRN 500555 · Appointed 6 May 2009 · Until 20 Jul 2010

  • James Weber Brown (no longer appointed)

    FRN 480025 · Appointed 7 Mar 2008 · Until 9 Mar 2011

  • Claire Smith-Phillips (no longer appointed)

    FRN 477119 · Appointed 2 Jan 2008 · Until 9 Mar 2011

  • Susan Larner (no longer appointed)

    FRN 475955 · Appointed 1 Dec 2007 · Until 31 May 2011

  • Lisa Robinson (no longer appointed)

    FRN 475958 · Appointed 1 Dec 2007 · Until 16 Jul 2009

  • Carol Griew (no longer appointed)

    FRN 475957 · Appointed 1 Dec 2007 · Until 31 Jan 2011

  • Sian Lloyd Routley (no longer appointed)

    FRN 451709 · Appointed 10 May 2006 · Until 19 May 2006

  • Sarah Jane Stanton (no longer appointed)

    FRN 451712 · Appointed 10 May 2006 · Until 20 Mar 2007

  • David William Bannon (no longer appointed)

    FRN 451710 · Appointed 10 May 2006 · Until 25 May 2007

  • Susan Helen Selby (no longer appointed)

    FRN 447879 · Appointed 7 Feb 2006 · Until 1 Mar 2006

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.