Date authorised
1 April 2013
Companies House
02464270
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Unit 1a
    Hampshire Corporate Park, Templars Way
    Chandler's Ford
    Eastleigh
    Hampshire
    SO53 3RY
    UNITED KINGDOM
    Phone
    +442380373014
  • Complaints Contact

    Aviva Customer Relations
    Wellington Row
    York
    North Yorkshire
    YO90 1WR
    UNITED KINGDOM
    Phone
    +4403453078550

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Robert William Albert Howe

    IRN RWH01137

    • CF2 Non Executive Director (24 Dec 2013 to 31 Dec 2015)
  • Robert William Harrison

    IRN RXH00728

    • [FCA CF] Significant management (since 3 May 2024)
  • Robert William Stein

    IRN RWS01131

    • CF2 Non Executive Director (25 Jan 2013 to 31 Dec 2015)
  • Robin Barker

    IRN RXB02310

    • SMF9 Chair of the Governing Body (10 Nov 2020 to 1 Aug 2022)
    • SMF1 Chief Executive (9 Dec 2019 to 26 Oct 2020)
    • SMF3 Executive Director (9 Dec 2019 to 9 Nov 2020)
    • Responsible for Insurance Distribution (20 Mar 2019 to 26 Oct 2020)
    • CF3 Chief Executive (20 Mar 2019 to 8 Dec 2019)
    • CF1 Director (20 Mar 2019 to 8 Dec 2019)
    • CF29 Significant management (29 Jul 2014 to 20 Mar 2019)
  • Robin Lloyd Spencer

    IRN RLS01087

    • CF28 Systems and controls (1 Jan 2010 to 5 Jul 2012)
  • Roger Charles Dix

    IRN RCD01059

    • CF28 Systems and controls (7 Feb 2011 to 1 Jun 2012)
  • Rosemary Harris

    IRN RXH00169

    • CF28 Systems and controls (13 Jul 2015 to 31 Dec 2015)
  • Sara Thompson

    IRN SET01070

    • [FCA CF] Manager of certification employee (9 Dec 2019 to 31 Dec 2019)
  • Sarah Maillet

    IRN SXM17399

    • [FCA CF] Significant management (9 Dec 2019 to 18 Dec 2020)
    • CF29 Significant management (6 Nov 2019 to 8 Dec 2019)
  • Sean Egan

    IRN SXE01298

    • CF1 Director (27 Apr 2011 to 8 Feb 2013)
    • CF29 Significant management (26 Mar 2010 to 27 Apr 2011)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

  • Howard Levy (no longer appointed)

    FRN 418944 · Appointed 14 Jan 2005 · Until 23 Mar 2005

  • Ian Brookman (no longer appointed)

    FRN 411324 · Appointed 14 Jan 2005 · Until 9 Jan 2009

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.