Date authorised
1 April 2013
Companies House
02464270
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Unit 1a
    Hampshire Corporate Park, Templars Way
    Chandler's Ford
    Eastleigh
    Hampshire
    SO53 3RY
    UNITED KINGDOM
    Phone
    +442380373014
  • Complaints Contact

    Aviva Customer Relations
    Wellington Row
    York
    North Yorkshire
    YO90 1WR
    UNITED KINGDOM
    Phone
    +4403453078550

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Diane Fabienne Marie Cote

    IRN DFC01044

    • CF28 Systems and controls (17 Aug 2009 to 10 Dec 2010)
  • Dominic John Clayden

    IRN DJC01454

    • CF1 Director (10 Feb 2012 to 6 Dec 2013)
  • Douglas Allan Brown

    IRN DAB01249

    • SMF9 Chair of the Governing Body (since 9 Dec 2022)
    • SMF7 Group Entity Senior Manager (18 May 2021 to 8 Dec 2022)
    • [FCA CF] Manager of certification employee (1 May 2021 to 17 May 2021)
    • [FCA CF] Significant management (1 May 2021 to 17 May 2021)
  • Douglas Wright

    IRN DXW00037

    • [FCA CF] Significant management (9 Dec 2019 to 31 Aug 2025)
  • Edward Graham Jones

    IRN EGJ01009

    • CF1 Director (8 Feb 2010 to 31 Dec 2010)
  • Euleen Yiu Kiang Goh

    IRN YKG01001

    • CF2 Non Executive Director (14 Jan 2010 to 31 Dec 2012)
  • Gary Nigel Withers

    IRN GNW01012

    • CF8 Apportionment and Oversight (14 Jan 2005 to 10 Feb 2006)
  • Gay Huey Evans

    IRN GXH01479

    • CF2 Non Executive Director (20 Oct 2011 to 29 Apr 2015)
  • Geoffrey Philip Sole

    IRN GPS01093

    • CF1 Director (AR) (14 Jan 2005 to 31 Oct 2012)
  • George Dodd

    IRN GXD00072

    • [FCA CF] Significant management (1 Feb 2021 to 25 Oct 2021)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

  • Terence Purkiss (no longer appointed)

    FRN 422380 · Appointed 14 Jan 2005 · Until 14 Jan 2005

  • The Confederation of Trades and Commerce Limited (no longer appointed)

    FRN 411345 · Appointed 14 Jan 2005 · Until 30 Sep 2005

  • Theunis Botha (no longer appointed)

    FRN 419938 · Appointed 14 Jan 2005 · Until 18 Mar 2005

  • Thomas Cullen (no longer appointed)

    FRN 411488 · Appointed 14 Jan 2005 · Until 7 Feb 2006

  • Tony Leek (no longer appointed)

    FRN 418037 · Appointed 14 Jan 2005 · Until 30 Sep 2005

  • Aaron Valente (no longer appointed)

    FRN 414555 · Appointed 14 Jan 2005 · Until 9 Mar 2011

  • William McCreadie (no longer appointed)

    FRN 411311 · Appointed 14 Jan 2005 · Until 30 Sep 2005

  • Adam Gorst (no longer appointed)

    FRN 411336 · Appointed 14 Jan 2005 · Until 6 Aug 2010

  • Aequus (no longer appointed)

    FRN 411490 · Appointed 14 Jan 2005 · Until 20 Dec 2005

  • Alison MacLean (no longer appointed)

    FRN 411347 · Appointed 14 Jan 2005 · Until 30 Sep 2005

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.