Date authorised
1 April 2013
Companies House
02464270
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Unit 1a
    Hampshire Corporate Park, Templars Way
    Chandler's Ford
    Eastleigh
    Hampshire
    SO53 3RY
    UNITED KINGDOM
    Phone
    +442380373014
  • Complaints Contact

    Aviva Customer Relations
    Wellington Row
    York
    North Yorkshire
    YO90 1WR
    UNITED KINGDOM
    Phone
    +4403453078550

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Jason Michael Windsor

    IRN JMW01117

    • CF29 Significant management (28 Sep 2017 to 30 Jun 2019)
  • Jason Oliver Ellis

    IRN JXE00185

    • [FCA CF] Significant management (20 Jun 2022 to 1 Jan 2023)
  • Jason Philip Storah

    IRN JXS01565

    • [FCA CF] Manager of certification employee (since 10 Feb 2026)
    • SMF7 Group Entity Senior Manager (21 Nov 2023 to 9 Feb 2026)
    • [FCA CF] Manager of certification employee (30 Aug 2023 to 20 Nov 2023)
  • Jean Sharp

    IRN JXS01631

    • CF1 Director (8 Feb 2010 to 20 Aug 2010)
  • Jennifer Nye

    IRN JXN00397

    • [FCA CF] Significant management (since 16 Oct 2025)
  • Joanne Claire Pierson

    IRN JXP00761

    • [FCA CF] Significant management (24 Jan 2023 to 14 Jul 2025)
  • John Cummings

    IRN JXC28055

    • [FCA CF] Manager of certification employee (since 1 Jul 2024)
    • SMF24 Chief Operations (4 Jun 2020 to 25 Apr 2021)
    • [FCA CF] Significant management (9 Dec 2019 to 3 Jun 2020)
  • John David Ainley

    IRN JDA01018

    • CF1 Director (5 Feb 2010 to 5 Jul 2012)
  • John Francis Waring Westby

    IRN JXW01412

    • CF29 Significant management (9 Jul 2009 to 27 Jan 2012)
  • John McFarlane

    IRN JXM01476

    • CF2 Non Executive Director (1 Sep 2011 to 29 Apr 2015)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

  • Terence Purkiss (no longer appointed)

    FRN 422380 · Appointed 14 Jan 2005 · Until 14 Jan 2005

  • The Confederation of Trades and Commerce Limited (no longer appointed)

    FRN 411345 · Appointed 14 Jan 2005 · Until 30 Sep 2005

  • Theunis Botha (no longer appointed)

    FRN 419938 · Appointed 14 Jan 2005 · Until 18 Mar 2005

  • Thomas Cullen (no longer appointed)

    FRN 411488 · Appointed 14 Jan 2005 · Until 7 Feb 2006

  • Tony Leek (no longer appointed)

    FRN 418037 · Appointed 14 Jan 2005 · Until 30 Sep 2005

  • Aaron Valente (no longer appointed)

    FRN 414555 · Appointed 14 Jan 2005 · Until 9 Mar 2011

  • William McCreadie (no longer appointed)

    FRN 411311 · Appointed 14 Jan 2005 · Until 30 Sep 2005

  • Adam Gorst (no longer appointed)

    FRN 411336 · Appointed 14 Jan 2005 · Until 6 Aug 2010

  • Aequus (no longer appointed)

    FRN 411490 · Appointed 14 Jan 2005 · Until 20 Dec 2005

  • Alison MacLean (no longer appointed)

    FRN 411347 · Appointed 14 Jan 2005 · Until 30 Sep 2005

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.