Aviva Administration Limited

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FRN: 185746
Date authorised: 1 April 2013
Companies House: 03424940
Last scraped: 3 weeks ago

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Addresses

The contact details this firm has registered with the FCA.

Principal Place of Business

Aviva

Wellington Row

York

North Yorkshire

YO90 1WR

UNITED KINGDOM

Phone

+4402072832000

Web

https://www.aviva.co.uk
Complaints Contact

Aviva

Customer Relations

Wellington Row

York

North Yorkshire

YO90 1WR

UNITED KINGDOM

Phone

+4403453078550

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

Pension Transfer Advice

For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Investment Advice (no pensions)

For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Mortgage Advice

For Customer, Regulated mortgage contract
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Mortgage Arranging

For Customer, Regulated mortgage contract
Insurance Admin

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Stockbroking

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Trades With You Directly

For Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)
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- · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
Runs Personal Pensions
Mortgage Setup

For Customer, Regulated mortgage contract
Investment Setup

For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

Guy Wilson
IRN GXW00033
- CF21 Investment Adviser (20 Jan 2004 to 9 Mar 2005)
- CF22 Investment Adviser (Trainee) (17 Jun 2003 to 20 Jan 2004)
Gwenda May Monks
IRN GMM00010
- CF21 Investment Adviser (1 Dec 2001 to 31 Dec 2001)
- CF24 Pension Transfer Specialist (1 Dec 2001 to 31 Dec 2001)
Harry Edward John Bennett
IRN HEB00002
- CF1 Director (AR) (15 Apr 2005 to 22 Nov 2005)
- CF21 Investment Adviser (14 Aug 2003 to 28 Feb 2005)
- CF7 Sole Trader (AR) (27 Feb 2003 to 28 Feb 2005)
- CF22 Investment Adviser (Trainee) (27 Feb 2003 to 14 Aug 2003)
Harry James Harvey
IRN HJH00011
- CF22 Investment Adviser (Trainee) (1 Jun 2004 to 31 Dec 2004)
Harvinder Singh Dosanjh
IRN HSD00002
- CF30 Customer (20 Jan 2010 to 16 Sep 2010)
Hayley Elizabeth Evans-Hadley
IRN HEE01005
- CF30 Customer (1 Nov 2007 to 25 Mar 2008)
- CF21 Investment Adviser (21 Oct 2003 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (10 Feb 2003 to 21 Oct 2003)
Hayley Marie Ratcliffe
IRN HMR00010
- CF4 Partner (AR) (23 Nov 2004 to 21 Feb 2006)
- CF21 Investment Adviser (17 Dec 2003 to 24 Nov 2004)
- CF22 Investment Adviser (Trainee) (11 Sep 2003 to 17 Dec 2003)
Hazel Margaret Teale
IRN HMT01021
- CF4 Partner (AR) (31 Mar 2006 to 17 Jul 2007)
Helen Ibbotson
IRN HCP01017
- CF30 Customer (1 Nov 2007 to 16 Sep 2010)
- CF22 Investment Adviser (Trainee) (16 Apr 2007 to 31 Oct 2007)
Helen Jane Brown
IRN HJW01047
- CF30 Customer (1 Nov 2007 to 25 Jun 2010)
- CF21 Investment Adviser (19 Jul 2005 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (17 Jan 2005 to 19 Jul 2005)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

FF Fabric Limited (no longer appointed)
FRN 958587 · Appointed 17 Sep 2021 · Until 21 Aug 2023
Aviva Management Services UK Limited (no longer appointed)
FRN 575113 · Appointed 15 Feb 2012 · Until 30 Jan 2023
West Bromwich Financial Planning Ltd (no longer appointed)
FRN 452555 · Appointed 11 Jan 2010 · Until 28 Sep 2010
Pearl Customer Care Limited (no longer appointed)
FRN 511945 · Appointed 6 Nov 2009 · Until 23 Mar 2011
Principal Choice Limited (no longer appointed)
FRN 413718 · Appointed 22 Feb 2008 · Until 23 Mar 2011
News Group Newspapers Limited (no longer appointed)
FRN 404591 · Appointed 21 Sep 2007 · Until 23 Mar 2011
Abco Properties Ltd (no longer appointed)
FRN 430135 · Appointed 21 Jun 2007 · Until 30 Aug 2007
SAV Credit Ltd (no longer appointed)
FRN 464150 · Appointed 22 May 2007 · Until 23 Mar 2011
CJP Financial Services Ltd (no longer appointed)
FRN 466798 · Appointed 17 Apr 2007 · Until 9 Aug 2007
Duchy Wealth Management Ltd (no longer appointed)
FRN 465151 · Appointed 13 Mar 2007 · Until 1 Jul 2007

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.

What it all means

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.