Aviva Administration Limited
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
AvivaWellington RowYorkNorth YorkshireYO90 1WRUNITED KINGDOM- Phone
- +4402072832000
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Complaints Contact
AvivaCustomer RelationsWellington RowYorkNorth YorkshireYO90 1WRUNITED KINGDOM- Phone
- +4403453078550
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Pension Transfer Advice
For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Investment Advice (no pensions)
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Mortgage Advice
For Customer, Regulated mortgage contract
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Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Mortgage Arranging
For Customer, Regulated mortgage contract
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Insurance Admin
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Stockbroking
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Trades With You Directly
For Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)
Show 2 limitations Hide limitations
- · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
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Runs Personal Pensions
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Mortgage Setup
For Customer, Regulated mortgage contract
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Investment Setup
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Christopher Parker
IRN CXP00011
- CF21 Investment Adviser (17 Aug 2005 to 7 Nov 2006)
- CF22 Investment Adviser (Trainee) (20 Apr 2005 to 17 Aug 2005)
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Christopher Paul Watson
IRN CPW00018
- CF30 Customer (1 Nov 2007 to 16 Sep 2010)
- CF22 Investment Adviser (Trainee) (12 Sep 2006 to 19 Apr 2007)
- CF21 Investment Adviser (1 Dec 2001 to 11 Nov 2005)
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Christopher Paul Winnett
IRN CPW00004
- CF1 Director (AR) (8 Jul 2004 to 25 Mar 2006)
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Christopher Robert Macdonald Tait
IRN CRT01065
- CF30 Customer (16 Apr 2010 to 31 Dec 2012)
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Christopher Robert Makin
IRN CRM00008
- CF21 Investment Adviser (20 Jun 2005 to 22 Jul 2005)
- CF22 Investment Adviser (Trainee) (17 Jan 2005 to 20 Jun 2005)
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Christopher Sandy
IRN CXS00042
- CF21 Investment Adviser (5 Feb 2004 to 1 Nov 2004)
- CF22 Investment Adviser (Trainee) (27 Mar 2003 to 5 Feb 2004)
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Christopher Traynor
IRN CXT00082
- CF16 Significant Mgt (Desgntd Investment Business) (1 Dec 2001 to 11 Jul 2003)
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Claire Davison
IRN CXW00125
- CF30 Customer (23 Jan 2009 to 16 Sep 2010)
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Claire Elizabeth Cushing
IRN CXC00475
- [FCA CF] Significant management (1 Feb 2022 to 1 Aug 2024)
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Claire Elizabeth Lund - Conlon
IRN CEB01128
- SMF1 Chief Executive (31 Aug 2023 to 30 Jun 2025)
- SMF3 Executive Director (31 Aug 2023 to 30 Jun 2025)
- Responsible for Insurance Distribution (31 Aug 2023 to 30 Jun 2025)
- [FCA CF] Significant management (7 Dec 2021 to 30 Aug 2023)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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Aviva Management Services UK Limited (no longer appointed)
FRN 575113 · Appointed 15 Feb 2012 · Until 30 Jan 2023
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West Bromwich Financial Planning Ltd (no longer appointed)
FRN 452555 · Appointed 11 Jan 2010 · Until 28 Sep 2010
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Pearl Customer Care Limited (no longer appointed)
FRN 511945 · Appointed 6 Nov 2009 · Until 23 Mar 2011
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Principal Choice Limited (no longer appointed)
FRN 413718 · Appointed 22 Feb 2008 · Until 23 Mar 2011
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News Group Newspapers Limited (no longer appointed)
FRN 404591 · Appointed 21 Sep 2007 · Until 23 Mar 2011
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CJP Financial Services Ltd (no longer appointed)
FRN 466798 · Appointed 17 Apr 2007 · Until 9 Aug 2007
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Duchy Wealth Management Ltd (no longer appointed)
FRN 465151 · Appointed 13 Mar 2007 · Until 1 Jul 2007
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.