Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 25 Aug 2020)
    • [FCA CF] Client dealing (since 25 Aug 2020)
  • SALTUS WEALTH PARTNERSHIP LIMITED (no longer approved here)

    FRN 449607

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 22 Sep 2020)
    • CF30 Customer (2 Nov 2017 to 8 Dec 2019)
  • Lighthouse Advisory Services Limited (no longer approved here)

    FRN 195199

    • CF30 Customer (1 Aug 2012 to 25 Oct 2017)
  • Lighthouse Financial Advice Limited (no longer approved here)

    FRN 225502

    • (459)Employed By (1 Aug 2012 to 25 Oct 2017)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (4 Aug 2011 to 30 Jun 2012)
  • Aviva Administration Limited (no longer approved here)

    FRN 185746

    • CF21 Investment Adviser (17 Aug 2005 to 7 Nov 2006)
    • CF22 Investment Adviser (Trainee) (20 Apr 2005 to 17 Aug 2005)
  • Arlington Financial Services Limited (2280) (no longer approved here)

    FRN 140230

    • Employed By (20 Aug 2002 to 31 Mar 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.