Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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True Potential Wealth Management LLP
FRN 529810
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Functions requiring qualifications (since 25 Aug 2020)
- [FCA CF] Client dealing (since 25 Aug 2020)
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- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 22 Sep 2020)
- CF30 Customer (2 Nov 2017 to 8 Dec 2019)
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- CF30 Customer (1 Aug 2012 to 25 Oct 2017)
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- (459)Employed By (1 Aug 2012 to 25 Oct 2017)
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- CF30 Customer (4 Aug 2011 to 30 Jun 2012)
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- CF21 Investment Adviser (17 Aug 2005 to 7 Nov 2006)
- CF22 Investment Adviser (Trainee) (20 Apr 2005 to 17 Aug 2005)
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- Employed By (20 Aug 2002 to 31 Mar 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.