Aviva Administration Limited
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
AvivaWellington RowYorkNorth YorkshireYO90 1WRUNITED KINGDOM- Phone
- +4402072832000
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Complaints Contact
AvivaCustomer RelationsWellington RowYorkNorth YorkshireYO90 1WRUNITED KINGDOM- Phone
- +4403453078550
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Pension Transfer Advice
For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Investment Advice (no pensions)
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Mortgage Advice
For Customer, Regulated mortgage contract
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Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Mortgage Arranging
For Customer, Regulated mortgage contract
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Insurance Admin
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Stockbroking
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Trades With You Directly
For Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)
Show 2 limitations Hide limitations
- · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
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Runs Personal Pensions
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Mortgage Setup
For Customer, Regulated mortgage contract
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Investment Setup
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Janet Lorimer McCartney
IRN JLM01138
- CF21 Investment Adviser (25 Jan 2006 to 28 Mar 2006)
- CF22 Investment Adviser (Trainee) (26 Oct 2005 to 25 Jan 2006)
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Janet Morag Best
IRN JMB01253
- CF22 Investment Adviser (Trainee) (26 Oct 2005 to 30 Jun 2006)
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Janet Wright
IRN JXW00261
- CF22 Investment Adviser (Trainee) (17 Jan 2005 to 22 Jul 2005)
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Janette Sharp
IRN JXS00044
- CF4 Partner (AR) (1 Dec 2001 to 30 Jun 2002)
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Janie Helen McWilliam
IRN JHM00017
- CF4 Partner (AR) (1 Dec 2001 to 17 Jun 2006)
- CF21 Investment Adviser (1 Dec 2001 to 5 Dec 2005)
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Janie Sarah Cunningham
IRN JSC01138
- CF30 Customer (20 May 2009 to 29 Jan 2010)
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Janine Sonia Barron
IRN JSB00029
- CF30 Customer (23 Jan 2009 to 14 Apr 2009)
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Jarl Robert Barnes
IRN JRB00069
- CF21 Investment Adviser (1 Dec 2001 to 9 Aug 2002)
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Jasmin Slider
IRN JXS00343
- SMF2 Chief Finance (since 6 Sep 2024)
- SMF3 Executive Director (since 6 Sep 2024)
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Jason Lee Gregory
IRN JLG00004
- CF30 Customer (1 Nov 2007 to 28 Sep 2010)
- CF22 Investment Adviser (Trainee) (15 Jun 2007 to 31 Oct 2007)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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Kingstons Financial Services (no longer appointed)
FRN 176258 · Appointed 31 Oct 2004 · Until 25 Sep 2006
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Countryside Financial Solutions (no longer appointed)
FRN 222003 · Appointed 31 Oct 2004 · Until 3 May 2006
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Richmond Financial Planning (no longer appointed)
FRN 403553 · Appointed 31 Oct 2004 · Until 12 Jul 2007
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Hawkins Financial Services (no longer appointed)
FRN 403558 · Appointed 31 Oct 2004 · Until 25 Apr 2005
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.