Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
St. James's Place Wealth Management Plc
FRN 195351
- 4. Giving personal recommendations on retail investment products which are not broker funds
- Appointed representative dealing with clients for which they require qualification (since 4 Jul 2025)
- CF30 Customer (since 29 May 2025)
-
WD Wealth Management Limited
FRN 719387
- (3)Employed By (since 29 May 2025)
-
- CF30 Customer (24 Jul 2014 to 31 Mar 2018)
-
- CF30 Customer (18 Mar 2010 to 12 Aug 2013)
-
- CF30 Customer (20 May 2009 to 29 Jan 2010)
-
- CF30 Customer (26 Nov 2007 to 14 Apr 2009)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.