Aviva Administration Limited

• Principal Place of Business

  Aviva

  Wellington Row

  York

  North Yorkshire

  YO90 1WR

  UNITED KINGDOM

  Phone

  +4402072832000

  Web

  https://www.aviva.co.uk

• Complaints Contact

  Aviva

  Customer Relations

  Wellington Row

  York

  North Yorkshire

  YO90 1WR

  UNITED KINGDOM

  Phone

  +4403453078550

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Stockbroking

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Trades With You Directly

  For Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)

  Show 2 limitations Hide limitations

  • · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Runs Personal Pensions

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• David Dumble

  IRN DXD00056

  • CF21 Investment Adviser (11 Sep 2002 to 10 Dec 2005)
  • CF22 Investment Adviser (Trainee) (23 May 2002 to 11 Sep 2002)
  • CF7 Sole Trader (AR) (23 May 2002 to 14 Nov 2005)
• David Earnest Simmonite

  IRN DES01066

  • CF24 Pension Transfer Specialist (1 Dec 2001 to 17 Dec 2003)
  • CF21 Investment Adviser (1 Dec 2001 to 1 Jul 2003)
  • CF1 Director (AR) (1 Dec 2001 to 2 Sep 2007)
• David Edward Hill

  IRN DEH00015

  • CF24 Pension Transfer Specialist (1 Dec 2001 to 17 Dec 2003)
  • CF21 Investment Adviser (1 Dec 2001 to 30 Mar 2007)
• David Edward Howe

  IRN HXD01132

  • CF22 Investment Adviser (Trainee) (18 May 2007 to 18 May 2007)
• David Edward Sheehan

  IRN DES01085

  • CF30 Customer (14 May 2008 to 16 Sep 2010)
• David Elliott

  IRN DXE00013

  • CF21 Investment Adviser (1 Dec 2001 to 26 Feb 2007)
• David Emmanuel Hynam

  IRN DEH01069

  • CF1 Director (23 Feb 2010 to 5 Jul 2013)
  • Responsible for Insurance Mediation (6 Jul 2005 to 11 Jun 2008)
• David Evans

  IRN DXE00050

  • CF30 Customer (1 Nov 2007 to 16 Sep 2010)
  • CF21 Investment Adviser (3 Aug 2005 to 31 Oct 2007)
  • CF22 Investment Adviser (Trainee) (18 Jan 2005 to 3 Aug 2005)
• David Francis Zahra

  IRN DFZ00001

  • CF21 Investment Adviser (21 Oct 2003 to 24 Feb 2004)
  • CF22 Investment Adviser (Trainee) (9 Apr 2003 to 21 Oct 2003)
• David Frank Wilson

  IRN DFW00017

  • CF1 Director (1 Dec 2001 to 31 Mar 2004)
  • CF16 Significant Mgt (Desgntd Investment Business) (1 Dec 2001 to 31 Mar 2004)

• Best Choice Mortgages (no longer appointed)

  FRN 413238 · Appointed 1 Nov 2004 · Until 1 Nov 2004

• Kingstons Financial Services (no longer appointed)

  FRN 176258 · Appointed 31 Oct 2004 · Until 25 Sep 2006

• Countryside Financial Solutions (no longer appointed)

  FRN 222003 · Appointed 31 Oct 2004 · Until 3 May 2006

• Partners Life (no longer appointed)

  FRN 219931 · Appointed 31 Oct 2004 · Until 25 Sep 2006

• Hudson (GB) Ltd (no longer appointed)

  FRN 403559 · Appointed 31 Oct 2004 · Until 9 Nov 2005

• Mortgage Advice Bureau (no longer appointed)

  FRN 201629 · Appointed 31 Oct 2004 · Until 27 Sep 2006

• Fallowell Financial Ltd (no longer appointed)

  FRN 219613 · Appointed 31 Oct 2004 · Until 1 Jun 2006

• PJH Financial Services (no longer appointed)

  FRN 403556 · Appointed 31 Oct 2004 · Until 3 Jun 2006

• Richmond Financial Planning (no longer appointed)

  FRN 403553 · Appointed 31 Oct 2004 · Until 12 Jul 2007

• Hawkins Financial Services (no longer appointed)

  FRN 403558 · Appointed 31 Oct 2004 · Until 25 Apr 2005

No changes recorded yet.