Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2022)
    • [FCA CF] Client dealing (since 9 Dec 2022)
  • Quilter Financial Limited (no longer approved here)

    FRN 497604

    • Appointed representative dealing with clients for which they require qualification (23 Mar 2021 to 8 Dec 2022)
    • CF30 Customer (24 Dec 2020 to 8 Dec 2022)
  • Bradley & Howe Financial Services Ltd (no longer approved here)

    FRN 228108

    • Employed By (23 Dec 2010 to 31 Dec 2012)
  • Aviva Administration Limited (no longer approved here)

    FRN 185746

    • CF22 Investment Adviser (Trainee) (18 May 2007 to 18 May 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.