Aviva Administration Limited
Addresses
The contact details this firm has registered with the FCA.
-
Principal Place of Business
AvivaWellington RowYorkNorth YorkshireYO90 1WRUNITED KINGDOM- Phone
- +4402072832000
-
Complaints Contact
AvivaCustomer RelationsWellington RowYorkNorth YorkshireYO90 1WRUNITED KINGDOM- Phone
- +4403453078550
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
-
Pension Transfer Advice
For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
-
Investment Advice (no pensions)
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
-
Mortgage Advice
For Customer, Regulated mortgage contract
-
Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
-
Arranges Investments
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
-
Mortgage Arranging
For Customer, Regulated mortgage contract
-
Insurance Admin
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
-
Stockbroking
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
-
Trades With You Directly
For Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)
Show 2 limitations Hide limitations
- · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
-
Runs Personal Pensions
-
Mortgage Setup
For Customer, Regulated mortgage contract
-
Investment Setup
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
-
Brian Frederick Pearson
IRN BFP00002
- CF21 Investment Adviser (1 Dec 2001 to 30 Apr 2004)
- CF1 Director (AR) (1 Dec 2001 to 1 Aug 2007)
-
Brian Harry Young
IRN BHY00002
- CF21 Investment Adviser (1 Dec 2001 to 30 Jul 2007)
-
Brian John Logan
IRN BJL00011
- CF21 Investment Adviser (4 Nov 2003 to 2 Sep 2007)
- CF22 Investment Adviser (Trainee) (8 Apr 2003 to 4 Nov 2003)
- CF4 Partner (AR) (8 Apr 2003 to 2 Sep 2007)
-
Brian John Simons
IRN BJS00020
- CF30 Customer (1 Nov 2007 to 31 Dec 2007)
- CF21 Investment Adviser (26 Sep 2007 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (20 Sep 2006 to 27 Sep 2007)
-
Brian Johnstone Learmonth
IRN BJL00009
- CF30 Customer (1 Nov 2007 to 14 Dec 2007)
- CF21 Investment Adviser (25 May 2005 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (8 Mar 2004 to 25 May 2005)
-
Brian Kennedy
IRN BDK00004
- CF21 Investment Adviser (1 Dec 2001 to 31 Dec 2001)
- CF24 Pension Transfer Specialist (1 Dec 2001 to 31 Dec 2001)
-
Brian King
IRN BXK01139
- CF22 Investment Adviser (Trainee) (5 May 2005 to 19 May 2006)
-
Brian McKenna
IRN BXM00100
- CF30 Customer (16 Jun 2010 to 16 Sep 2010)
-
Brian Melville
IRN BXM00017
- CF30 Customer (23 Jan 2009 to 16 Sep 2010)
-
Brian Michael Rafferty
IRN BMR01031
- CF21 Investment Adviser (19 Jul 2006 to 29 Sep 2006)
- CF22 Investment Adviser (Trainee) (8 Jun 2005 to 19 Jul 2006)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
-
Richmond Financial Services (no longer appointed)
FRN 158371 · Appointed 10 Nov 2004 · Until 24 Jan 2008
-
Evans Financial Management. (no longer appointed)
FRN 212869 · Appointed 10 Nov 2004 · Until 26 Apr 2005
-
Spire Financial Management Ltd (no longer appointed)
FRN 211136 · Appointed 10 Nov 2004 · Until 20 Aug 2007
-
Hawkins Financial Services (no longer appointed)
FRN 200774 · Appointed 9 Nov 2004 · Until 9 Nov 2004
-
Money Wise (Scotland) Life Pensions & Investments Ltd (no longer appointed)
FRN 413237 · Appointed 1 Nov 2004 · Until 22 Aug 2007
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.