Aviva Administration Limited

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FRN: 185746
Date authorised: 1 April 2013
Companies House: 03424940
Last scraped: 3 weeks ago

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Addresses

The contact details this firm has registered with the FCA.

Principal Place of Business

Aviva

Wellington Row

York

North Yorkshire

YO90 1WR

UNITED KINGDOM

Phone

+4402072832000

Web

https://www.aviva.co.uk
Complaints Contact

Aviva

Customer Relations

Wellington Row

York

North Yorkshire

YO90 1WR

UNITED KINGDOM

Phone

+4403453078550

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

Pension Transfer Advice

For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Investment Advice (no pensions)

For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Mortgage Advice

For Customer, Regulated mortgage contract
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Mortgage Arranging

For Customer, Regulated mortgage contract
Insurance Admin

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Stockbroking

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Trades With You Directly

For Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)
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- · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
Runs Personal Pensions
Mortgage Setup

For Customer, Regulated mortgage contract
Investment Setup

For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

Guy Wilson
IRN GXW00033
- CF21 Investment Adviser (20 Jan 2004 to 9 Mar 2005)
- CF22 Investment Adviser (Trainee) (17 Jun 2003 to 20 Jan 2004)
Gwenda May Monks
IRN GMM00010
- CF21 Investment Adviser (1 Dec 2001 to 31 Dec 2001)
- CF24 Pension Transfer Specialist (1 Dec 2001 to 31 Dec 2001)
Harry Edward John Bennett
IRN HEB00002
- CF1 Director (AR) (15 Apr 2005 to 22 Nov 2005)
- CF21 Investment Adviser (14 Aug 2003 to 28 Feb 2005)
- CF7 Sole Trader (AR) (27 Feb 2003 to 28 Feb 2005)
- CF22 Investment Adviser (Trainee) (27 Feb 2003 to 14 Aug 2003)
Harry James Harvey
IRN HJH00011
- CF22 Investment Adviser (Trainee) (1 Jun 2004 to 31 Dec 2004)
Harvinder Singh Dosanjh
IRN HSD00002
- CF30 Customer (20 Jan 2010 to 16 Sep 2010)
Hayley Elizabeth Evans-Hadley
IRN HEE01005
- CF30 Customer (1 Nov 2007 to 25 Mar 2008)
- CF21 Investment Adviser (21 Oct 2003 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (10 Feb 2003 to 21 Oct 2003)
Hayley Marie Ratcliffe
IRN HMR00010
- CF4 Partner (AR) (23 Nov 2004 to 21 Feb 2006)
- CF21 Investment Adviser (17 Dec 2003 to 24 Nov 2004)
- CF22 Investment Adviser (Trainee) (11 Sep 2003 to 17 Dec 2003)
Hazel Margaret Teale
IRN HMT01021
- CF4 Partner (AR) (31 Mar 2006 to 17 Jul 2007)
Helen Ibbotson
IRN HCP01017
- CF30 Customer (1 Nov 2007 to 16 Sep 2010)
- CF22 Investment Adviser (Trainee) (16 Apr 2007 to 31 Oct 2007)
Helen Jane Brown
IRN HJW01047
- CF30 Customer (1 Nov 2007 to 25 Jun 2010)
- CF21 Investment Adviser (19 Jul 2005 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (17 Jan 2005 to 19 Jul 2005)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Mortgage Port Ltd (no longer appointed)
FRN 429252 · Appointed 9 Mar 2005 · Until 1 May 2007
Jhoots Financial Services Ltd (no longer appointed)
FRN 429151 · Appointed 7 Mar 2005 · Until 31 Oct 2006
Complete Protection Ltd (no longer appointed)
FRN 429150 · Appointed 7 Mar 2005 · Until 26 Mar 2007
Apex Financial Planning (no longer appointed)
FRN 428746 · Appointed 28 Feb 2005 · Until 1 Jul 2007
Windmill Financial Planning & Independent Mortgages (no longer appointed)
FRN 428745 · Appointed 28 Feb 2005 · Until 1 Jul 2007
Glasgow Mortgage Centre Ltd (no longer appointed)
FRN 428569 · Appointed 24 Feb 2005 · Until 4 Jul 2007
True Colours Financial Planning Ltd (no longer appointed)
FRN 426632 · Appointed 16 Feb 2005 · Until 21 Jul 2007
Braxfield (no longer appointed)
FRN 426133 · Appointed 9 Feb 2005 · Until 15 Aug 2007
Concept Publishing Ltd (no longer appointed)
FRN 425916 · Appointed 4 Feb 2005 · Until 23 Jan 2008
KFS Mortgages Ltd (no longer appointed)
FRN 424336 · Appointed 24 Jan 2005 · Until 1 Dec 2005

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.

What it all means

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.