Aviva Administration Limited

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FRN: 185746
Date authorised: 1 April 2013
Companies House: 03424940
Last scraped: 3 weeks ago

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Addresses

The contact details this firm has registered with the FCA.

Principal Place of Business

Aviva

Wellington Row

York

North Yorkshire

YO90 1WR

UNITED KINGDOM

Phone

+4402072832000

Web

https://www.aviva.co.uk
Complaints Contact

Aviva

Customer Relations

Wellington Row

York

North Yorkshire

YO90 1WR

UNITED KINGDOM

Phone

+4403453078550

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

Pension Transfer Advice

For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Investment Advice (no pensions)

For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Mortgage Advice

For Customer, Regulated mortgage contract
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Mortgage Arranging

For Customer, Regulated mortgage contract
Insurance Admin

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Stockbroking

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Trades With You Directly

For Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)
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- · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
Runs Personal Pensions
Mortgage Setup

For Customer, Regulated mortgage contract
Investment Setup

For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

David Dumble
IRN DXD00056
- CF21 Investment Adviser (11 Sep 2002 to 10 Dec 2005)
- CF22 Investment Adviser (Trainee) (23 May 2002 to 11 Sep 2002)
- CF7 Sole Trader (AR) (23 May 2002 to 14 Nov 2005)
David Earnest Simmonite
IRN DES01066
- CF24 Pension Transfer Specialist (1 Dec 2001 to 17 Dec 2003)
- CF21 Investment Adviser (1 Dec 2001 to 1 Jul 2003)
- CF1 Director (AR) (1 Dec 2001 to 2 Sep 2007)
David Edward Hill
IRN DEH00015
- CF24 Pension Transfer Specialist (1 Dec 2001 to 17 Dec 2003)
- CF21 Investment Adviser (1 Dec 2001 to 30 Mar 2007)
David Edward Howe
IRN HXD01132
- CF22 Investment Adviser (Trainee) (18 May 2007 to 18 May 2007)
David Edward Sheehan
IRN DES01085
- CF30 Customer (14 May 2008 to 16 Sep 2010)
David Elliott
IRN DXE00013
- CF21 Investment Adviser (1 Dec 2001 to 26 Feb 2007)
David Emmanuel Hynam
IRN DEH01069
- CF1 Director (23 Feb 2010 to 5 Jul 2013)
- Responsible for Insurance Mediation (6 Jul 2005 to 11 Jun 2008)
David Evans
IRN DXE00050
- CF30 Customer (1 Nov 2007 to 16 Sep 2010)
- CF21 Investment Adviser (3 Aug 2005 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (18 Jan 2005 to 3 Aug 2005)
David Francis Zahra
IRN DFZ00001
- CF21 Investment Adviser (21 Oct 2003 to 24 Feb 2004)
- CF22 Investment Adviser (Trainee) (9 Apr 2003 to 21 Oct 2003)
David Frank Wilson
IRN DFW00017
- CF1 Director (1 Dec 2001 to 31 Mar 2004)
- CF16 Significant Mgt (Desgntd Investment Business) (1 Dec 2001 to 31 Mar 2004)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Mortgage Port Ltd (no longer appointed)
FRN 429252 · Appointed 9 Mar 2005 · Until 1 May 2007
Jhoots Financial Services Ltd (no longer appointed)
FRN 429151 · Appointed 7 Mar 2005 · Until 31 Oct 2006
Complete Protection Ltd (no longer appointed)
FRN 429150 · Appointed 7 Mar 2005 · Until 26 Mar 2007
Apex Financial Planning (no longer appointed)
FRN 428746 · Appointed 28 Feb 2005 · Until 1 Jul 2007
Windmill Financial Planning & Independent Mortgages (no longer appointed)
FRN 428745 · Appointed 28 Feb 2005 · Until 1 Jul 2007
Glasgow Mortgage Centre Ltd (no longer appointed)
FRN 428569 · Appointed 24 Feb 2005 · Until 4 Jul 2007
True Colours Financial Planning Ltd (no longer appointed)
FRN 426632 · Appointed 16 Feb 2005 · Until 21 Jul 2007
Braxfield (no longer appointed)
FRN 426133 · Appointed 9 Feb 2005 · Until 15 Aug 2007
Concept Publishing Ltd (no longer appointed)
FRN 425916 · Appointed 4 Feb 2005 · Until 23 Jan 2008
KFS Mortgages Ltd (no longer appointed)
FRN 424336 · Appointed 24 Jan 2005 · Until 1 Dec 2005

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.

What it all means

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.