Aviva Administration Limited

• Principal Place of Business

  Aviva

  Wellington Row

  York

  North Yorkshire

  YO90 1WR

  UNITED KINGDOM

  Phone

  +4402072832000

  Web

  https://www.aviva.co.uk

• Complaints Contact

  Aviva

  Customer Relations

  Wellington Row

  York

  North Yorkshire

  YO90 1WR

  UNITED KINGDOM

  Phone

  +4403453078550

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Stockbroking

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Trades With You Directly

  For Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)

  Show 2 limitations Hide limitations

  • · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Runs Personal Pensions

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mark Andrew Noble

  IRN MAN01084

  • CF29 Significant management (9 Jun 2017 to 19 Mar 2019)
• Mark Andrew Saint

  IRN MAS01242

  • CF21 Investment Adviser (20 May 2003 to 30 Sep 2005)
  • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 20 May 2003)
• Mark Andrew Wheatley

  IRN MAW00035

  • CF21 Investment Adviser (1 Dec 2001 to 29 Mar 2004)
• Mark Andrew Wilson

  IRN MAW01326

  • CF1 Director (13 Apr 2015 to 29 Dec 2017)
• Mark Anthony Mills

  IRN MXM00136

  • CF21 Investment Adviser (10 Dec 2003 to 31 Dec 2004)
  • CF4 Partner (AR) (16 Jun 2003 to 31 Dec 2004)
  • CF22 Investment Adviser (Trainee) (16 Jun 2003 to 10 Dec 2003)
• Mark Anthony Mitchell

  IRN MAM00057

  • CF30 Customer (23 Jan 2009 to 16 Sep 2010)
• Mark Anthony Robinson

  IRN MAR00033

  • CF21 Investment Adviser (12 Nov 2003 to 15 Aug 2007)
  • CF22 Investment Adviser (Trainee) (28 Feb 2003 to 12 Nov 2003)
• Mark Arthur Clayton

  IRN MXC00020

  • CF30 Customer (17 Nov 2008 to 10 May 2010)
• Mark Begley

  IRN MXB00127

  • [FCA CF] Significant management (9 Dec 2019 to 31 Jul 2020)
• Mark Brian Chaplin

  IRN MXC01896

  • SMF4 Chief Risk (9 Dec 2019 to 27 May 2022)
  • CF28 Systems and controls (1 Jul 2017 to 8 Dec 2019)

• Mortgage Port Ltd (no longer appointed)

  FRN 429252 · Appointed 9 Mar 2005 · Until 1 May 2007

• Jhoots Financial Services Ltd (no longer appointed)

  FRN 429151 · Appointed 7 Mar 2005 · Until 31 Oct 2006

• Complete Protection Ltd (no longer appointed)

  FRN 429150 · Appointed 7 Mar 2005 · Until 26 Mar 2007

• Apex Financial Planning (no longer appointed)

  FRN 428746 · Appointed 28 Feb 2005 · Until 1 Jul 2007

• Windmill Financial Planning & Independent Mortgages (no longer appointed)

  FRN 428745 · Appointed 28 Feb 2005 · Until 1 Jul 2007

• Glasgow Mortgage Centre Ltd (no longer appointed)

  FRN 428569 · Appointed 24 Feb 2005 · Until 4 Jul 2007

• True Colours Financial Planning Ltd (no longer appointed)

  FRN 426632 · Appointed 16 Feb 2005 · Until 21 Jul 2007

• Braxfield (no longer appointed)

  FRN 426133 · Appointed 9 Feb 2005 · Until 15 Aug 2007

• Concept Publishing Ltd (no longer appointed)

  FRN 425916 · Appointed 4 Feb 2005 · Until 23 Jan 2008

• KFS Mortgages Ltd (no longer appointed)

  FRN 424336 · Appointed 24 Jan 2005 · Until 1 Dec 2005

No changes recorded yet.