Aviva Administration Limited

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FRN: 185746
Date authorised: 1 April 2013
Companies House: 03424940
Last scraped: 3 weeks ago

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Addresses

The contact details this firm has registered with the FCA.

Principal Place of Business

Aviva

Wellington Row

York

North Yorkshire

YO90 1WR

UNITED KINGDOM

Phone

+4402072832000

Web

https://www.aviva.co.uk
Complaints Contact

Aviva

Customer Relations

Wellington Row

York

North Yorkshire

YO90 1WR

UNITED KINGDOM

Phone

+4403453078550

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

Pension Transfer Advice

For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Investment Advice (no pensions)

For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Mortgage Advice

For Customer, Regulated mortgage contract
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Mortgage Arranging

For Customer, Regulated mortgage contract
Insurance Admin

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Stockbroking

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Trades With You Directly

For Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)
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- · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
Runs Personal Pensions
Mortgage Setup

For Customer, Regulated mortgage contract
Investment Setup

For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

Denis Duverne
IRN DXD00037
- CF1 Director (1 Dec 2001 to 15 Sep 2010)
Denis Henry Dowen
IRN DHD01029
- CF7 Sole Trader (AR) (10 Jan 2006 to 31 Jan 2007)
- CF21 Investment Adviser (1 Dec 2001 to 1 Jul 2003)
- CF4 Partner (AR) (1 Dec 2001 to 1 Jul 2003)
Denise Robinson
IRN DXR00163
- CF30 Customer (1 Nov 2007 to 16 Sep 2010)
- CF21 Investment Adviser (23 Oct 2006 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (21 Sep 2005 to 23 Oct 2006)
Dennis Briggs
IRN DXB00048
- CF21 Investment Adviser (22 Dec 2003 to 31 Dec 2005)
- CF22 Investment Adviser (Trainee) (6 May 2003 to 22 Dec 2003)
- CF1 Director (AR) (6 May 2003 to 31 Dec 2005)
Dennis Holt
IRN DXH01391
- CF3 Chief Executive (26 Feb 2003 to 1 May 2003)
- CF1 Director (1 Dec 2001 to 30 Jun 2006)
- CF8 Apportionment and Oversight (1 Dec 2001 to 30 Jun 2006)
Dennis William Arber
IRN DWA01026
- CF22 Investment Adviser (Trainee) (17 Mar 2003 to 12 Aug 2003)
Derek Andrew Ross
IRN DAR01160
- CF2 Non Executive Director (29 Mar 2011 to 28 Mar 2013)
Derek Di Marco
IRN DXD00029
- CF22 Investment Adviser (Trainee) (1 Oct 2003 to 3 Jul 2004)
Derek Hepburn
IRN DXH00017
- CF21 Investment Adviser (9 Nov 2004 to 2 Aug 2007)
- CF22 Investment Adviser (Trainee) (14 Jun 2004 to 9 Nov 2004)
- CF4 Partner (AR) (14 Jun 2004 to 2 Aug 2007)
Derek Ian Kean
IRN DIK00001
- CF21 Investment Adviser (25 Feb 2003 to 1 Apr 2007)
- CF22 Investment Adviser (Trainee) (10 Apr 2002 to 25 Feb 2003)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

WH SMITH RETAIL HOLDINGS LIMITED (no longer appointed)
FRN 435999 · Appointed 22 Jul 2005 · Until 24 Jan 2008
Graham Ian Worthington (no longer appointed)
FRN 435786 · Appointed 19 Jul 2005 · Until 19 Aug 2007
Group Landmark Ltd (no longer appointed)
FRN 433736 · Appointed 8 Jun 2005 · Until 16 Sep 2005
MCA Financial Management (no longer appointed)
FRN 432851 · Appointed 18 May 2005 · Until 31 Oct 2006
Principal Group Ltd (no longer appointed)
FRN 432253 · Appointed 5 May 2005 · Until 24 Jul 2008
Harbour Independent Mortgage Brokers (no longer appointed)
FRN 207616 · Appointed 28 Apr 2005 · Until 2 Mar 2006
Harry Bennett & Associates Ltd (no longer appointed)
FRN 430718 · Appointed 6 Apr 2005 · Until 22 Nov 2005
Deborah Yea Partnership Ltd (no longer appointed)
FRN 429359 · Appointed 10 Mar 2005 · Until 30 Jul 2007
Mortgage Port Ltd (no longer appointed)
FRN 429252 · Appointed 9 Mar 2005 · Until 1 May 2007
Real Life Services Ltd (no longer appointed)
FRN 429253 · Appointed 9 Mar 2005 · Until 23 May 2006

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.

What it all means

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.