Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • A & J WEALTH MANAGEMENT LIMITED (no longer approved here)

    FRN 428590

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 12 Mar 2026)
    • [FCA CF] Client dealing (9 Dec 2019 to 12 Mar 2026)
    • CF30 Customer (11 Mar 2019 to 8 Dec 2019)
  • HANBURY WEALTH MANAGEMENT LIMITED (no longer approved here)

    FRN 757991

    • CF30 Customer (12 Dec 2016 to 18 Mar 2019)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF4 Partner (AR) (27 Oct 2010 to 4 May 2011)
    • CF30 Customer (1 Nov 2007 to 4 May 2011)
    • CF22 Investment Adviser (Trainee) (27 Apr 2007 to 31 Oct 2007)
  • Derek Kean (no longer approved here)

    FRN 467102

    • Employed By (27 Apr 2007 to 8 Dec 2019)
  • Elevate Portfolio Services Limited (no longer approved here)

    FRN 144849

    • CF21 Investment Adviser (25 Feb 2003 to 31 Oct 2004)
    • CF22 Investment Adviser (Trainee) (10 Apr 2002 to 25 Feb 2003)
  • Aviva Administration Limited (no longer approved here)

    FRN 185746

    • CF21 Investment Adviser (25 Feb 2003 to 1 Apr 2007)
    • CF22 Investment Adviser (Trainee) (10 Apr 2002 to 25 Feb 2003)
  • WESLEYAN FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 134753

    • CF21 Investment Adviser (1 Dec 2001 to 22 Mar 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.