Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 12 Mar 2026)
- [FCA CF] Client dealing (9 Dec 2019 to 12 Mar 2026)
- CF30 Customer (11 Mar 2019 to 8 Dec 2019)
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- CF30 Customer (12 Dec 2016 to 18 Mar 2019)
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- CF4 Partner (AR) (27 Oct 2010 to 4 May 2011)
- CF30 Customer (1 Nov 2007 to 4 May 2011)
- CF22 Investment Adviser (Trainee) (27 Apr 2007 to 31 Oct 2007)
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- Employed By (27 Apr 2007 to 8 Dec 2019)
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- CF21 Investment Adviser (25 Feb 2003 to 31 Oct 2004)
- CF22 Investment Adviser (Trainee) (10 Apr 2002 to 25 Feb 2003)
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- CF21 Investment Adviser (25 Feb 2003 to 1 Apr 2007)
- CF22 Investment Adviser (Trainee) (10 Apr 2002 to 25 Feb 2003)
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- CF21 Investment Adviser (1 Dec 2001 to 22 Mar 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.