Aviva Administration Limited

• Principal Place of Business

  Aviva

  Wellington Row

  York

  North Yorkshire

  YO90 1WR

  UNITED KINGDOM

  Phone

  +4402072832000

  Web

  https://www.aviva.co.uk

• Complaints Contact

  Aviva

  Customer Relations

  Wellington Row

  York

  North Yorkshire

  YO90 1WR

  UNITED KINGDOM

  Phone

  +4403453078550

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Stockbroking

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Trades With You Directly

  For Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)

  Show 2 limitations Hide limitations

  • · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Runs Personal Pensions

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mark Neil Manley

  IRN MNM00010

  • CF21 Investment Adviser (1 Aug 2003 to 1 May 2004)
  • CF22 Investment Adviser (Trainee) (2 Jun 2003 to 1 Aug 2003)
• Mark Owen Harrison

  IRN MOH00002

  • CF30 Customer (1 Nov 2007 to 19 Nov 2007)
  • CF21 Investment Adviser (18 Mar 2002 to 31 Oct 2007)
  • CF22 Investment Adviser (Trainee) (1 Jan 2002 to 18 Mar 2002)
• Mark Paterson

  IRN MPP01044

  • [FCA CF] Functions requiring qualifications (1 Jan 2021 to 1 Oct 2023)
  • [FCA CF] Client dealing (1 Jan 2021 to 1 Oct 2023)
• Mark Paul O'Sullivan

  IRN MPO01030

  • [FCA CF] Client dealing (1 Jan 2021 to 1 Oct 2023)
  • [FCA CF] Functions requiring qualifications (1 Jan 2021 to 1 Oct 2023)
• Mark Peter Brownlow

  IRN MPB00004

  • CF21 Investment Adviser (1 Dec 2001 to 15 Dec 2005)
• Mark Richard Beavis Versey

  IRN MRV01010

  • CF1 Director (20 Jul 2010 to 3 Apr 2014)
  • CF29 Significant management (26 Sep 2008 to 20 Jul 2010)
• Mark Richard Tarbard

  IRN MRT00016

  • CF30 Customer (1 Nov 2007 to 16 Sep 2010)
  • CF21 Investment Adviser (27 Jun 2006 to 31 Oct 2007)
  • CF22 Investment Adviser (Trainee) (21 Sep 2005 to 27 Jun 2006)
• Mark Robert Gould

  IRN MRG00026

  • CF22 Investment Adviser (Trainee) (26 Nov 2002 to 28 Feb 2003)
• Mark William Higby

  IRN MWH00019

  • CF22 Investment Adviser (Trainee) (14 Aug 2003 to 12 Sep 2003)
• Marta Zarraga

  IRN MXZ00007

  • [FCA CF] Manager of certification employee (9 Dec 2019 to 31 Jan 2020)

• WH SMITH RETAIL HOLDINGS LIMITED (no longer appointed)

  FRN 435999 · Appointed 22 Jul 2005 · Until 24 Jan 2008

• Graham Ian Worthington (no longer appointed)

  FRN 435786 · Appointed 19 Jul 2005 · Until 19 Aug 2007

• Group Landmark Ltd (no longer appointed)

  FRN 433736 · Appointed 8 Jun 2005 · Until 16 Sep 2005

• MCA Financial Management (no longer appointed)

  FRN 432851 · Appointed 18 May 2005 · Until 31 Oct 2006

• Principal Group Ltd (no longer appointed)

  FRN 432253 · Appointed 5 May 2005 · Until 24 Jul 2008

• Harbour Independent Mortgage Brokers (no longer appointed)

  FRN 207616 · Appointed 28 Apr 2005 · Until 2 Mar 2006

• Harry Bennett & Associates Ltd (no longer appointed)

  FRN 430718 · Appointed 6 Apr 2005 · Until 22 Nov 2005

• Deborah Yea Partnership Ltd (no longer appointed)

  FRN 429359 · Appointed 10 Mar 2005 · Until 30 Jul 2007

• Mortgage Port Ltd (no longer appointed)

  FRN 429252 · Appointed 9 Mar 2005 · Until 1 May 2007

• Real Life Services Ltd (no longer appointed)

  FRN 429253 · Appointed 9 Mar 2005 · Until 23 May 2006

No changes recorded yet.