Aviva Administration Limited

Date authorised
1 April 2013
Companies House
03424940
Last scraped
3 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Aviva
    Wellington Row
    York
    North Yorkshire
    YO90 1WR
    UNITED KINGDOM
    Phone
    +4402072832000
    Web
    https://www.aviva.co.uk

  • Complaints Contact

    Aviva
    Customer Relations
    Wellington Row
    York
    North Yorkshire
    YO90 1WR
    UNITED KINGDOM
    Phone
    +4403453078550

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Trades With You Directly

    For Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)

    Show 2 limitations
    • · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Runs Personal Pensions

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Kelly Ann Prentice

    IRN KAM01143

    • CF30 Customer (23 Jan 2009 to 11 Aug 2010)
  • Kelly Greig Greatholder

    IRN KGD00002

    • CF21 Investment Adviser (11 Sep 2002 to 3 Nov 2002)
    • CF22 Investment Adviser (Trainee) (2 Apr 2002 to 11 Sep 2002)
  • Kelly Louise Blair

    IRN KLB01045

    • CF21 Investment Adviser (30 Aug 2006 to 28 Jan 2007)
    • CF22 Investment Adviser (Trainee) (6 May 2005 to 30 Aug 2006)
  • Kenneth Broughton

    IRN KXB00064

    • CF30 Customer (31 Dec 2007 to 16 Sep 2010)
  • Kenneth Clive Chadwick

    IRN KCC00004

    • CF21 Investment Adviser (18 Dec 2002 to 22 May 2006)
    • CF22 Investment Adviser (Trainee) (11 Feb 2002 to 18 Dec 2002)
  • Kenneth George Patterson

    IRN KGP01022

    • CF21 Investment Adviser (10 Aug 2005 to 30 Jul 2007)
    • CF22 Investment Adviser (Trainee) (7 Feb 2005 to 10 Aug 2005)
  • Kenneth Hines

    IRN KXH00053

    • CF22 Investment Adviser (Trainee) (18 Dec 2002 to 14 Mar 2003)
  • Kenneth Laughlin Fairbairn

    IRN KLF01032

    • CF30 Customer (7 Jun 2010 to 16 Sep 2010)
  • Kenneth Leslie Murphy

    IRN KLM00014

    • CF30 Customer (31 Mar 2010 to 16 Sep 2010)
  • Kenneth Michael Bywater

    IRN KMB00009

    • CF21 Investment Adviser (1 Dec 2001 to 9 Feb 2006)
    • CF7 Sole Trader (AR) (1 Dec 2001 to 9 Feb 2006)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.