Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
AvivaWellington RowYorkNorth YorkshireYO90 1WRUNITED KINGDOM- Phone
- +4402072832000
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Complaints Contact
AvivaCustomer RelationsYorkNorth YorkshireYO90 1WRUNITED KINGDOM- Phone
- +4403453078550
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Pension Transfer Advice
For Professional, Retail (Investment), Rights to or interests in investments (Contractually Based Investments), Unit, Rights to or interests in investments (Security), Stakeholder pension scheme, Life Policy, Personal pension scheme
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Investment Advice (no pensions)
For Professional, Retail (Investment), Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts, Rights to or interests in investments (Contractually Based Investments), Unit, Certificates representing certain security, Rights to or interests in investments (Security), Stakeholder pension scheme, Warrant, Government and public security, Debenture, Share, Life Policy, Personal pension scheme
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Mortgage Advice
For Customer, Regulated mortgage contract
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Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Structured Deposits, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Non-investment insurance contracts, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Personal pension scheme
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Mortgage Arranging
For Customer, Regulated mortgage contract
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Insurance Admin
For Retail (Non-Investment Insurance), Commercial, Non-investment insurance contracts
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Stockbroking
For Retail (Non-Investment Insurance), Commercial, Non-investment insurance contracts
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Trades With You Directly
For Retail (Investment), Professional, Personal pension scheme, Rights to or interests in investments (Security)
Show 2 limitations Hide limitations
- · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
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Runs Personal Pensions
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Mortgage Setup
For Customer, Regulated mortgage contract
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Investment Setup
For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Structured Deposits, Certificates representing certain security, Warrant, Government and public security, Debenture, Share, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Non-investment insurance contracts, Personal pension scheme
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Michele Janet Hale
IRN MJH01422
- (199)CF22 Investment Adviser (Trainee) (26 Feb 2004 to 17 Mar 2004)
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Michelle Angela Hollinshead
IRN MAH01317
- (1803)CF30 Customer (1 Nov 2007 to 16 Sep 2010)
- (1805)CF21 Investment Adviser (19 Oct 2006 to 31 Oct 2007)
- (1804)CF22 Investment Adviser (Trainee) (19 Jun 2006 to 19 Oct 2006)
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Michelle Biesty
IRN MXD00042
- (2078)[FCA CF] Manager of certification employee (1 Jan 2021 to 29 Jun 2023)
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Michelle Dawn Street
IRN MDC01131
- (2844)CF30 Customer (1 Nov 2007 to 16 Sep 2010)
- (2846)CF21 Investment Adviser (24 Jan 2007 to 31 Oct 2007)
- (2845)CF22 Investment Adviser (Trainee) (30 Jan 2006 to 24 Jan 2007)
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Michelle Louise O'Hara
IRN MLO01013
- (1782)CF30 Customer (1 Nov 2007 to 12 Feb 2010)
- (1783)CF22 Investment Adviser (Trainee) (27 Mar 2007 to 31 Oct 2007)
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Michelle Marie Donohue
IRN MMD01025
- (177)CF1 Director (AR) (11 Mar 2004 to 1 Apr 2006)
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Michelle Theresa Meredith
IRN MTM00008
- (593)CF21 Investment Adviser (19 Sep 2002 to 30 Sep 2005)
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Mohamed Nabiel Din
IRN MND01014
- (853)CF22 Investment Adviser (Trainee) (9 Mar 2005 to 15 May 2006)
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Mohammad Ahtaf Saleem
IRN MAS00131
- (323)CF30 Customer (1 Nov 2007 to 27 Aug 2008)
- (325)CF21 Investment Adviser (13 Jan 2006 to 31 Oct 2007)
- (324)CF22 Investment Adviser (Trainee) (11 May 2005 to 13 Jan 2006)
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Mohinder Kumar Verma
IRN MXV00008
- (1035)CF22 Investment Adviser (Trainee) (21 Sep 2005 to 4 Feb 2006)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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Kingston Saunders the Estate Agent (no longer appointed)
FRN 176812 · Appointed 7 Nov 1994 · Until 19 Feb 2004
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Newport Financial Services (no longer appointed)
FRN 176585 · Appointed 1 Nov 1994 · Until 12 May 2003
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Aylesbury Financial Services (no longer appointed)
FRN 158331 · Appointed 1 Nov 1994 · Until 9 Jan 2006
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Cameron Scott Associates (no longer appointed)
FRN 175994 · Appointed 25 Oct 1994 · Until 21 Jan 2003
Recent activity
Updates to this firm's record on the FCA register.
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trading name added: AXA Winterthur Wealth Management
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trading name added: AXA Sun Life Direct
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trading name added: AXA Group
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trading name added: AXA Equity & Law
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trading name added: AXA Direct
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trading name added: AXA Assurance
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trading name added: Aviva Financial Advice
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trading name added: Friends Life Services Limited
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trading name added: AXA Sun Life Services Plc
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trading name added: Yorkshire Financial Advisory Service