Aviva Administration Limited

• Principal Place of Business

  Aviva

  Wellington Row

  York

  North Yorkshire

  YO90 1WR

  UNITED KINGDOM

  Phone

  +4402072832000

  Web

  https://www.aviva.co.uk

• Complaints Contact

  Aviva

  Customer Relations

  Wellington Row

  York

  North Yorkshire

  YO90 1WR

  UNITED KINGDOM

  Phone

  +4403453078550

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Stockbroking

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Trades With You Directly

  For Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)

  Show 2 limitations Hide limitations

  • · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Runs Personal Pensions

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• John Chapman Gray Tait

  IRN JCT00023

  • CF21 Investment Adviser (14 Nov 2003 to 16 Oct 2006)
  • CF22 Investment Adviser (Trainee) (14 May 2003 to 14 Nov 2003)
• John Charles Amies Wilkinson

  IRN JCW01175

  • CF11 Money Laundering Reporting (18 Sep 2015 to 31 Mar 2017)
  • CF10 Compliance Oversight (18 Sep 2015 to 31 Mar 2017)
• John Christopher Davies

  IRN JCD00005

  • CF21 Investment Adviser (24 Aug 2005 to 15 Jun 2007)
  • CF22 Investment Adviser (Trainee) (17 Jan 2005 to 24 Aug 2005)
• John Clifford Moore

  IRN JCM01172

  • CF22 Investment Adviser (Trainee) (24 Aug 2005 to 3 Mar 2006)
• John Clifton Atton

  IRN JCA01059

  • CF21 Investment Adviser (26 Jul 2002 to 3 Mar 2006)
  • CF7 Sole Trader (AR) (26 Jul 2002 to 14 Nov 2005)
• John Cooper

  IRN JXC01642

  • CF22 Investment Adviser (Trainee) (30 Jan 2004 to 7 Oct 2004)
• John Cummings

  IRN JXC28055

  • [FCA CF] Manager of certification employee (since 1 Jul 2024)
  • [FCA CF] Manager of certification employee (24 Jan 2020 to 31 Mar 2020)
  • [FCA CF] Significant management (9 Dec 2019 to 8 Apr 2020)
• John David Riley

  IRN JDR01072

  • CF4 Partner (AR) (8 May 2006 to 15 Aug 2007)
  • CF1 Director (AR) (24 Oct 2003 to 8 May 2006)
• John Dineen

  IRN JXD00214

  • [FCA CF] Client dealing (1 Jan 2021 to 29 Sep 2023)
• John Edward Davis

  IRN JED00020

  • CF22 Investment Adviser (Trainee) (31 Jul 2002 to 19 Nov 2002)

• Home and General Financial Services (no longer appointed)

  FRN 156797 · Appointed 9 Nov 2005 · Until 24 Jan 2008

• Chums Limited (no longer appointed)

  FRN 201027 · Appointed 26 Oct 2005 · Until 23 Jan 2008

• Premier Property Mortgages (no longer appointed)

  FRN 440592 · Appointed 13 Oct 2005 · Until 6 Feb 2007

• Perfect Day Consulting Limited (no longer appointed)

  FRN 440590 · Appointed 13 Oct 2005 · Until 16 Jan 2006

• Newhall Publications Limited (no longer appointed)

  FRN 201215 · Appointed 14 Sep 2005 · Until 23 Mar 2011

• Readers Digest Financial Services Limited (no longer appointed)

  FRN 201136 · Appointed 30 Aug 2005 · Until 23 Mar 2011

• The Bradford Exchange Ltd (no longer appointed)

  FRN 201860 · Appointed 18 Aug 2005 · Until 24 Jan 2008

• Clyde Financial Services (no longer appointed)

  FRN 437809 · Appointed 17 Aug 2005 · Until 22 Aug 2007

• Protection & Mortgages 4 All Ltd (no longer appointed)

  FRN 437536 · Appointed 15 Aug 2005 · Until 21 Apr 2007

• Woods Estate Agents (no longer appointed)

  FRN 436253 · Appointed 1 Aug 2005 · Until 21 Jul 2007

No changes recorded yet.