Aviva Administration Limited

Date authorised
1 April 2013
Companies House
03424940
Last scraped
1 week ago

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Aviva
    Wellington Row
    York
    North Yorkshire
    YO90 1WR
    UNITED KINGDOM
    Phone
    +4402072832000
  • Complaints Contact

    Aviva
    Customer Relations
    York
    North Yorkshire
    YO90 1WR
    UNITED KINGDOM
    Phone
    +4403453078550

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Pension Transfer Advice

    For Professional, Retail (Investment), Rights to or interests in investments (Contractually Based Investments), Unit, Rights to or interests in investments (Security), Stakeholder pension scheme, Life Policy, Personal pension scheme

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Advice (no pensions)

    For Professional, Retail (Investment), Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts, Rights to or interests in investments (Contractually Based Investments), Unit, Certificates representing certain security, Rights to or interests in investments (Security), Stakeholder pension scheme, Warrant, Government and public security, Debenture, Share, Life Policy, Personal pension scheme

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Structured Deposits, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Non-investment insurance contracts, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Personal pension scheme

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Insurance Admin

    For Retail (Non-Investment Insurance), Commercial, Non-investment insurance contracts

  • Stockbroking

    For Retail (Non-Investment Insurance), Commercial, Non-investment insurance contracts

  • Trades With You Directly

    For Retail (Investment), Professional, Personal pension scheme, Rights to or interests in investments (Security)

    Show 2 limitations
    • · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Runs Personal Pensions

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Structured Deposits, Certificates representing certain security, Warrant, Government and public security, Debenture, Share, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Non-investment insurance contracts, Personal pension scheme

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Wayne Maurice Thomson

    IRN WMT01003

    • (663)CF30 Customer (1 Nov 2007 to 19 Nov 2007)
    • (665)CF21 Investment Adviser (21 Feb 2003 to 31 Oct 2007)
    • (664)CF22 Investment Adviser (Trainee) (14 Jan 2003 to 21 Feb 2003)
  • Wayne William Hurrell

    IRN WWH00003

    • (919)CF22 Investment Adviser (Trainee) (31 Mar 2003 to 12 Aug 2003)
  • Wendy Ann Ordon

    IRN WAO00003

    • (3601)CF22 Investment Adviser (Trainee) (1 Dec 2001 to 18 Oct 2002)
  • Wendy Anne Bateman

    IRN WXB01159

    • (56)CF22 Investment Adviser (Trainee) (4 Mar 2003 to 12 Aug 2003)
  • Wendy Rosanne Jones

    IRN WRJ00007

    • (2812)CF21 Investment Adviser (1 Dec 2001 to 11 Jun 2003)
  • Wesley Dennis Fenby

    IRN WDF00006

    • (1383)CF30 Customer (23 Jan 2009 to 16 Sep 2010)
  • Wiliam David MacLean

    IRN WDM00003

    • (300)CF21 Investment Adviser (21 May 2004 to 22 Dec 2004)
    • (299)CF22 Investment Adviser (Trainee) (11 Sep 2003 to 21 May 2004)
  • William Allan Cassley

    IRN WAC00009

    • (989)CF21 Investment Adviser (8 Jan 2003 to 11 Jul 2006)
    • (990)CF7 Sole Trader (AR) (29 Aug 2002 to 14 Nov 2005)
    • (988)CF22 Investment Adviser (Trainee) (29 Aug 2002 to 8 Jan 2003)
  • William Brennan

    IRN WXB00016

    • (240)CF22 Investment Adviser (Trainee) (15 Dec 2003 to 24 May 2004)
  • William David Melvyn Jones

    IRN WDJ01015

    • (2749)CF30 Customer (25 Jan 2008 to 16 Sep 2010)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

  1. trading name added: AXA Winterthur Wealth Management

  2. trading name added: AXA Sun Life Direct

  3. trading name added: AXA Group

  4. trading name added: AXA Equity & Law

  5. trading name added: AXA Direct

  6. trading name added: AXA Assurance

  7. trading name added: Aviva Financial Advice

  8. trading name added: Friends Life Services Limited

  9. trading name added: AXA Sun Life Services Plc

  10. trading name added: Yorkshire Financial Advisory Service