Wendy Anne Bateman

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

AFH Independent Financial Services Limited (no longer approved here)
FRN 216704
- CF22 Investment Adviser (Trainee) (6 Jun 2006 to 26 Jun 2006)
Lifelink Services Ltd (no longer approved here)
FRN 300474
- CF4 Partner (AR) (2 Nov 2004 to 30 Sep 2005)
Barnt Green Mortgage Services (no longer approved here)
FRN 408615
- Employed By (2 Nov 2004 to 13 Apr 2007)
Elevate Portfolio Services Limited (no longer approved here)
FRN 144849
- CF22 Investment Adviser (Trainee) (4 Mar 2003 to 12 Aug 2003)
Aviva Administration Limited (no longer approved here)
FRN 185746
- CF22 Investment Adviser (Trainee) (4 Mar 2003 to 12 Aug 2003)
Enterprise Financial Planning Ltd (no longer approved here)
FRN 223126
- Employed By (4 Mar 2003 to 12 Aug 2003)
RLUM Limited (no longer approved here)
FRN 144032
- CF21 Investment Adviser (1 Dec 2001 to 4 Mar 2002)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.