Aviva Administration Limited

Date authorised
1 April 2013
Companies House
03424940
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Aviva
    Wellington Row
    York
    North Yorkshire
    YO90 1WR
    UNITED KINGDOM
    Phone
    +4402072832000
    Web
    https://www.aviva.co.uk

  • Complaints Contact

    Aviva
    Customer Relations
    Wellington Row
    York
    North Yorkshire
    YO90 1WR
    UNITED KINGDOM
    Phone
    +4403453078550

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Trades With You Directly

    For Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)

    Show 2 limitations
    • · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Runs Personal Pensions

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Mark Andrew Noble

    IRN MAN01084

    • (2598)CF29 Significant management (9 Jun 2017 to 19 Mar 2019)
  • Mark Andrew Saint

    IRN MAS01242

    • (1262)CF21 Investment Adviser (20 May 2003 to 30 Sep 2005)
    • (1261)CF22 Investment Adviser (Trainee) (1 Dec 2001 to 20 May 2003)
  • Mark Andrew Wheatley

    IRN MAW00035

    • (2516)CF21 Investment Adviser (1 Dec 2001 to 29 Mar 2004)
  • Mark Andrew Wilson

    IRN MAW01326

    • (1870)CF1 Director (13 Apr 2015 to 29 Dec 2017)
  • Mark Anthony Mills

    IRN MXM00136

    • (3309)CF21 Investment Adviser (10 Dec 2003 to 31 Dec 2004)
    • (3310)CF4 Partner (AR) (16 Jun 2003 to 31 Dec 2004)
    • (3308)CF22 Investment Adviser (Trainee) (16 Jun 2003 to 10 Dec 2003)
  • Mark Anthony Mitchell

    IRN MAM00057

    • (1363)CF30 Customer (23 Jan 2009 to 16 Sep 2010)
  • Mark Anthony Robinson

    IRN MAR00033

    • (805)CF21 Investment Adviser (12 Nov 2003 to 15 Aug 2007)
    • (804)CF22 Investment Adviser (Trainee) (28 Feb 2003 to 12 Nov 2003)
  • Mark Arthur Clayton

    IRN MXC00020

    • (2792)CF30 Customer (17 Nov 2008 to 10 May 2010)
  • Mark Begley

    IRN MXB00127

    • (1665)[FCA CF] Significant management (9 Dec 2019 to 31 Jul 2020)
  • Mark Brian Chaplin

    IRN MXC01896

    • (2902)SMF4 Chief Risk (9 Dec 2019 to 27 May 2022)
    • (2903)CF28 Systems and controls (1 Jul 2017 to 8 Dec 2019)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

  1. trading name added: AXA Winterthur Wealth Management

  2. trading name added: AXA Sun Life Direct

  3. trading name added: AXA Group

  4. trading name added: AXA Equity & Law

  5. trading name added: AXA Direct

  6. trading name added: AXA Assurance

  7. trading name added: Aviva Financial Advice

  8. trading name added: Friends Life Services Limited

  9. trading name added: AXA Sun Life Services Plc

  10. trading name added: Yorkshire Financial Advisory Service

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