Aviva Administration Limited

Date authorised
1 April 2013
Companies House
03424940
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Aviva
    Wellington Row
    York
    North Yorkshire
    YO90 1WR
    UNITED KINGDOM
    Phone
    +4402072832000
    Web
    https://www.aviva.co.uk

  • Complaints Contact

    Aviva
    Customer Relations
    Wellington Row
    York
    North Yorkshire
    YO90 1WR
    UNITED KINGDOM
    Phone
    +4403453078550

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Trades With You Directly

    For Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)

    Show 2 limitations
    • · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Runs Personal Pensions

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • David Henry McIntosh

    IRN DHM00014

    • CF21 Investment Adviser (1 Dec 2001 to 30 Jan 2006)
  • David Huggins

    IRN DXH00182

    • CF21 Investment Adviser (26 Jan 2004 to 24 Apr 2006)
    • CF22 Investment Adviser (Trainee) (30 Sep 2003 to 26 Jan 2004)
    • CF1 Director (AR) (30 Sep 2003 to 24 Apr 2006)
  • David Ian Rampling

    IRN DIR00007

    • CF30 Customer (26 Nov 2007 to 31 Dec 2008)
  • David Jackson

    IRN DXJ00025

    • CF22 Investment Adviser (Trainee) (19 Jun 2003 to 2 Oct 2003)
  • David James Bragg

    IRN DJB00079

    • CF21 Investment Adviser (18 Apr 2005 to 21 Aug 2007)
    • CF1 Director (AR) (20 May 2003 to 21 Aug 2007)
    • CF22 Investment Adviser (Trainee) (20 May 2003 to 18 Apr 2005)
  • David James Emsley

    IRN DJE01084

    • CF1 Director (AR) (1 Dec 2001 to 15 Dec 2005)
  • David James Nettleship

    IRN DJN01092

    • CF30 Customer (28 Nov 2007 to 20 Aug 2009)
  • David James Watson

    IRN DJW01243

    • CF21 Investment Adviser (11 Nov 2003 to 23 Jul 2007)
    • CF22 Investment Adviser (Trainee) (20 May 2003 to 11 Nov 2003)
  • David John Allen

    IRN DJA00040

    • CF21 Investment Adviser (30 Jun 2004 to 1 Oct 2004)
    • CF22 Investment Adviser (Trainee) (7 Nov 2003 to 30 Jun 2004)
  • David John Butler

    IRN DJB01576

    • CF29 Significant management (9 May 2011 to 18 Mar 2014)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.