David James Watson

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • 2 Plan Wealth Management Limited

    FRN 461598

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 21. Advising or arranging (bringing about) equity release transactions
    • [FCA CF] Functions requiring qualifications (since 10 Dec 2019)
    • [FCA CF] Client dealing (since 10 Dec 2019)
    • CF30 Customer (18 Sep 2009 to 8 Dec 2019)
  • Northern Lights Financial Services (no longer approved here)

    FRN 226504

    • Employed By (6 Nov 2006 to 23 Jul 2007)
  • Elevate Portfolio Services Limited (no longer approved here)

    FRN 144849

    • CF21 Investment Adviser (11 Nov 2003 to 31 Oct 2004)
    • CF22 Investment Adviser (Trainee) (20 May 2003 to 11 Nov 2003)
  • Aviva Administration Limited (no longer approved here)

    FRN 185746

    • CF21 Investment Adviser (11 Nov 2003 to 23 Jul 2007)
    • CF22 Investment Adviser (Trainee) (20 May 2003 to 11 Nov 2003)
  • Angus Financial & Mortgage Services (no longer approved here)

    FRN 223746

    • Employed By (20 May 2003 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.