Date authorised
1 April 2013
Companies House
03424940
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Aviva
    Wellington Row
    York
    North Yorkshire
    YO90 1WR
    UNITED KINGDOM
    Phone
    +4402072832000
  • Complaints Contact

    Aviva
    Customer Relations
    Wellington Row
    York
    North Yorkshire
    YO90 1WR
    UNITED KINGDOM
    Phone
    +4403453078550

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Trades With You Directly

    For Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)

    Show 2 limitations
    • · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Runs Personal Pensions

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Christopher John Downham

    IRN CJD00005

    • CF1 Director (AR) (15 Nov 2005 to 23 Aug 2007)
    • CF21 Investment Adviser (23 Sep 2003 to 23 Aug 2007)
    • CF22 Investment Adviser (Trainee) (14 Oct 2002 to 23 Sep 2003)
  • Christopher John Parnell

    IRN CJP00023

    • CF21 Investment Adviser (1 Dec 2001 to 22 Dec 2003)
  • Christopher John Pearson

    IRN CJP00007

    • CF21 Investment Adviser (1 Dec 2001 to 1 Aug 2007)
    • CF1 Director (AR) (1 Dec 2001 to 1 Aug 2007)
  • Christopher John Sadler

    IRN CJS01224

    • CF22 Investment Adviser (Trainee) (23 Jul 2002 to 30 Mar 2003)
  • Christopher John Walker

    IRN CJW00020

    • CF30 Customer (1 Nov 2007 to 22 Dec 2010)
    • CF21 Investment Adviser (11 Nov 2005 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (9 Mar 2005 to 11 Nov 2005)
  • Christopher Julian Campbell

    IRN CXC01343

    • CF30 Customer (1 Nov 2007 to 16 Sep 2010)
    • CF21 Investment Adviser (31 May 2006 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (28 Nov 2005 to 31 May 2006)
  • Christopher Liam Barrett

    IRN CXB00551

    • [FCA CF] Manager of certification employee (since 1 Jul 2025)
  • Christopher Mark Sutton

    IRN CMS00026

    • CF21 Investment Adviser (1 Dec 2001 to 29 Dec 2005)
  • Christopher Mead

    IRN CXM00056

    • CF21 Investment Adviser (1 Dec 2001 to 31 Jul 2002)
  • Christopher Michael Golland

    IRN CMG01141

    • [FCA CF] CASS oversight function (since 10 Jul 2023)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.